I am the Managing Member of RIA Compliance Group, LLC. My responsibilities as a compliance consultant include comprehensive audits for state and SEC registered investment advisers, investment adviser registrations, ongoing compliance assistance, the drafting of compliance procedures and advertising and marketing creation and reviews.Prior to the formation of RIA Compliance Group, LLC, I was a senior compliance consultant with National Compliance Services, Inc. (2004 to 2010), where I was responsible for the registration of state and SEC registered investment advisers, the drafting of compliance procedures manuals and conducting over 100 mock SEC and anti money laundering audits.Specialties: SEC and state registered investment adviser mock audits, investment adviser registrations, ongoing compliance assistance, advertising reviews, drafting of compliance procedures.