Aray Seitova Email & Phone Number

Kazakhstan

Almaty, Kazakhstan

- New issuer/ issue process management (including KYC): assessment and approval from the time of application. - Ongoing oversight, monitoring, investigation and enforcement of Issuer’s obligations under AIX Business Rules and AFSA’s market rules; -Referral to AFSA as required under AFSA Rules or AIFC Legislation; -Establishing the issuer market reporting process; including monitoring of issuer obligations / media announcements. - Developing and managing sanctions or penalty framework for contravention of AIX Business Rules and listing agreements by Issuers; - Developing and implementing periodic issuer review process including, where areas of mutual interest exist, joint work with AFSA; - Development and publication of relevant market guidance for issuers and education of issuers in relation to their ongoing obligations and AIX expected compliance standard. Market development● Supporting business development efforts; ● New product introduction;● Identifying and supporting rule changes as required ;● External presentation and communication as required to support AIX’s public profile in relation to issuers. Organization ● Management of the Issuer Regulation team;● Regulatory reporting to AFSA, financial regulator.

Almaty, Kazakhstan

Astana

 Development of the regulatory framework with regards to onboarding and on-going obligations of brokers and issuers; Provision of legal advice and support to the issuers and brokers based on AIFC laws and AIX Business Rules; Overseeing the implementation of the R&C framework within areas of responsibility; Admission of the issuers to the AIX Official List of Securities; Control over the issuers in terms of fulfillment of ongoing obligations;  Fulfilment of onboarding procedure of the brokers including KYC process; Reporting to the Committee of Financial Monitoring of the Ministry of Finance of the Republic of Kazakhstan.

Astana Branch

 Project management and coordination of the involved departments of the Law Firm in clients’ assignments; Analysis of legislation in certain aspects of the client's activities, possible risks and recommendations; Interacting clients and building strong client relationships (applying conflict check policy); Drafting of commercial proposals with regards to the client’s assignments and service agreements.

Astana Branch

 Advising on M&As and conducting including conduction of due diligence on behalf of the interested party; Drafting foundation documents of the companies; Performing state registration of the legal entities, branches and representative offices, and also obtaining all appropriate certificates and receipts from the state authorities; Convocation and carrying out of general meeting of participants (shareholders) or other authorised bodies, and drafting of the meeting's minutes; Drafting memorandums and legal opinions on corporate issues; Observance of the priority right of purchase of participatory interest in company (in case of sale of a participatory interest to a third party); Assisting in liquidation process of the companies; Advising the companies on attraction of foreign labour; Drafting labour agreements, resolutions and orders on appointment of the employees; Drafting lease agreements of premises.

Almaty

 Drafting corporate and bank loan facilities including syndicated loan facilities; Drafting pledge agreements (mortgages/movable property); Drafting legal opinions with regards to international and local lending; Advising foreign investor on banking and currency regulations legislation; Participating in due diligences with regards to acquisition of companies; Drafting legal memorandums in relation to Kazakhstan finance legislation; Advising on Islamic Finance transactions including sukuk issuance; Participating in PPP projects and IPO projects.

Bachelor'S Degree, Financial Management

Bachelor'S Degree, International Law