Ariel Singleton Email & Phone Number

Dublin 2, Ie

• Ensure that the current knowledge is updated regularly through huddles, monitoring, etc. • Adhere to AML policies and procedures in line with local and global regulations and company policies.• Conducting Anti Money Laundering Customer Due Diligence checks and where necessary Enhanced Due Diligence checks in accordance with the operating policies and procedures• Timely escalation of red flag identified• Screening against PEPs / Terrorists / Sanctions Databases• Transaction Monitoring• Research, Verification and Analysis of cases• Understand and act in compliance with Accenture and its client policies and procedures on Data Protection• Needs to adhere to client Quality and TAT• Contribute towards process improvement• Manage and advise 10+ employees and drive metrics and productivity towards success

Washington, District Of Columbia, Us

The Operations Risk - Internal Controls – Senior Associate role you will be conducting control testing on operational activities and promote proactive risk management by accessing internal controls. It will offer you the flexibility to make each day your own, while working alongside people who care so that you can deliver on the following responsibilities: Implement and manage processes and procedures for gathering information on the organization's operational effectiveness and efficiency. Manage the review of the organization's financial reports. Manage organizational compliance with policies, guidelines, and regulations. Promote proactive risk management by managing internal controls.

San Francisco, California, Us

• Demonstrate extensive knowledge WFCRC policy.• Provide quality reviews and consulting support across all LOB partners MMB, CRE, and BBG• Review and understand project requirements and information security risk implications and effectively communicate those requirements and risks.• Execute the best-in-class enhanced due diligence (EDD) client onboarding processes• Demonstrate leadership qualities, vision and tact.• Ability to review (down to the detail level) and identify opportunities to improve, or tactfully recommend a course to resolve.• Demonstrate ability to think independently and bring insightful challenge to the risk management status quo. • Solid relationship management, collaboration and influence skills, especially with difficult topics when partnering with senior management including the willingness and ability to question decisions and escalate issues. • Analyze customer account transactional activity• Perform WIM level customer relationship reviews as part of the ongoing due diligence process (ODD)• Provide end-to-end planning and coordination of the BLSA scenario analysis workshop meetings, including support of of standard materials to be used during the meeting(s), Workshop facilitation, note taking, and following up, when needed.

New York, New York, Us

• Maintained production goals and quality standards while seeking to identify best practices.• Assisted the team manager in gathering information for reporting purposes and assist with specialprojects, along with completing specified tasks from end to end.• Maintained alignment of client's information between major brokerage accounts and wealth holdingvehicles post investigation• Assembled documentation for KYC and AML checks for compliance to review and approval.• Determined the assets under management for clients holding large accounts with the bank, as well asclassified their client types, and conducted transaction reviews.• Maintained excellent organizational and time management skills with a high focus on attention to detailand accuracy.• Utilized knowledge and understanding of CIP, AML, KYC, Bank Secrecy Act, USA PATRIOT Act andOFAC training to detect and prevent financial crimes• Reviewed and reported fraud claims to help mitigate risk. Processed recovery payments for VISA,MasterCard, and American Express. Rebills credit accounts due to valid charges• Conducted quality, holistic reviews of all client profiles of high, moderate, and low risks. Wrote SOW documentation describing clients financial situation, SAR’s and UAR’s when necessary.

Dublin 2, Ie

• Performed Enhanced Due Diligence reviews for standard, high, and low risk customers opening newaccounts with Bank of America and conduct maintenance of existing clients.• Performed Mint, SEC, Google, stock exchange and various other searches, reviewing customer andaccount information and analyzing compiled data to determine if the client poses a risk to Bank ofAmerica.• Escalated material negative information to management for review.• Followed-up with lines of business on outstanding information requests and requirements.• Interacted with lines of business, other analysts and management daily regarding accounts currentlyunder review.