Arjun Bharti Email & Phone Number

Gurugram, Haryana, India

• Reconciliation of client’s portfolio with counterparties and resolve any trade discrepancies that is impacting the margin call.
• Interacting with clients and counterparties for Resolution of cash breaks on daily basis.
• Permed testing of application for any new functionality introduced.
• Served as a key point of contact for internal clients for Compliance Risk and other functional areas within the firm for all operational related points.
• Manage a team of specialists in transactional tasks ensuring quality and compliance in securities operations.
• Ensure team consistently meets delivery expectations and resolve issues related to reporting, career path and related activities for direct reports.

Chennai Area, India

• Worked on reconciliation of various OTC products & Bonds – medium to complex manually and auto (TriOptima).
• Matching of Trade Economics between Client Data and Prime Brokers/Counterparty statements based on T+1 post=settle reconciliation of client.
• Experience of Custodian Portals and reconciliation tools and ability to use these platforms for query investigations.
• Fetching, consolidating, auto matches, manual matches of trades. Narrating standard comments on unmatched trades in order to check and resolve the breaks.
• Interacting with internal and custody team for Trade notification/funding memo/Trade ticket/PB valuation report for break resolution.
• Checking with Middle office for Trade confirmation, settlement along with clients and counterparties related to resolution of day – day unmatched Trade with major focus on resolution of breaks.

Pune Area, India

• Understand, comprehend and validate different terms and details of various loan agreements such as Credit agreements, security agreements, W-9s and Tax Documents, Underwriting Memos, Guarantor Documents, Credit Memos.
• Liaise with US-based CDA team, loan administration and portfolio management partners to confirm and/or update CBEs as needed Maintain data integrity with internal partners in CIB and Data Integrity Officers
• Work with various internal databases for client information tracking and reporting Liaise with US-based CDA, loan administration and portfolio management partners for on-going management of compliance related.
• Monitor and evaluate larger and more complex business, operational, and customer support initiatives and overall effectiveness of team performance.
• Document quality issues and performance measures for management review.
• Work closely with both internal stakeholders and users to meet their service needs.

Pune, Maharashtra, India

• Maintain ownership of daily transactions, cash and stock breaks by conducting investigation on differences, and monitoring through timely resolution with processing teams and custodians/administrators/other support.
• Work through high volumes, prioritize, and manage workload according to risk or deadlines.
• Working collaboratively with internal and external stakeholders.
• Perform and review cash and asset breaks reconciliation between accounting/custody and ensure standard commentary easily comprehended by all internal stakeholders and client.
• Review day to day activities in accordance with SOPs and within agreed client deadlines & SLA’s. Audit and resource planning with internal parties and for peak cycles. Ongoing analysis of client accounting records and.
• Interact with stakeholders to respond to any accounting related queries that may arise. Recognize and act on opportunities to improve processes including developing and making recommendations for change and encourage.

Pune

• Maintain ownership of daily transactions, cash and stock breaks by conducting investigation on differences, and monitoring through timely resolution with processing teams and custodians/administrators/other support.
• Work through high volumes, prioritize, and manage workload according to risk or deadlines.
• Working collaboratively with internal and external stakeholders.
• Perform and review cash and asset breaks reconciliation between accounting/custody and ensure standard commentary easily comprehended by all internal stakeholders and client.
• Review day to day activities in accordance with SOPs and within agreed client deadlines & SLA’s. Audit and resource planning with internal parties and for peak cycles. Ongoing analysis of client accounting records and.
• Interact with stakeholders to respond to any accounting related queries that may arise. Recognize and act on opportunities to improve processes including developing and making recommendations for change and encourage.

Pgdm, Finance, A Grade

B.Com

H.S.C, Economics, Accountancy, Maths, Business Studies,English

Activities and Societies: participated in sports activities.