Assist across several department functions in an effort to deliver timely, accurate and superb service to our clients and office team members. Manage all aspects of client portfolios and services including: generate reports for client reviews, input data into excel spreadsheet, prepare forms and assure completion, run insurance/annuity illustrations, input all client meeting notes and follow up. Oversee the maintenance of financial team's business license, and track/register continuing education for all licensed staff. Responsible for Required Minimum Distributions, calculating Beneficial IRA Required Minimum Distributions, handle client issues and services as needed, open new accounts. Serve as Client Service Coordinator's back up.

Responsible for executive level support to President of the company and top producing investment advisor. Successfully converted high net-worth clients to fee base platform for company. Managed all aspects of client portfolios and services including: opening new accounts; processing trades; client inquires and asset transfers. Accountable for coordinating workflow, report deadlines with client reviews, and calendar management.

Essential representative tasked with providing executive level support for successful financial team in conjunction with facilitating office operations and client correspondences. Handled the preliminary review of correspondences to ensure adherence to compliance procedures. Oversaw the maintenance of financial team’s business licenses. Obtained Series 7 Licensure February 2010. Improved audit by 90% two years in a row. Branch liaison for compliance and technical issues along with office operations and compliance procedures.