Arlene Lam Email and Phone Number
I am a proactive financial services professional with diverse international experience, evaluating and advising on remediation strategies and control process improvement opportunities. I’m knowledgeable in Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) testing and Matters Requiring Attention (MRA) remediation, including lookback projects. I established and implemented a risk-based testing program assessing control and design effectiveness for sustainability. I’m skilled in ability to manage complexity/new processes quickly, identify inefficiencies and implement effective risks mitigation and controls. I collaborated with key stakeholders, senior leadership, and cross-functional teams in meeting time-sensitive deadlines. I have a proven track record of achievements and recognitions for process improvements, control implementation and staff training.Core Competencies include:Regulatory Compliance | Internal Control | Risk Management | Anti-Money Laundering (AML) Compliance | Risk Control Self-Assessment (RCSA) | Issue Management | Action Plan Testing | Control Gap Analysis | Quality Control Testing | Process Improvement & Execution | Process Flows Analysis |Project Management | Business Continuity Planning | Fund Controllership | Fund Merger Integration | Fund Accounting | Staff Training/Management | Vendor Management
United Nations Joint Staff Pension Fund
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Investment Compliance OfficerUnited Nations Joint Staff Pension Fund Jun 2021 - PresentNew York, New York, Us
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Senior Compliance OfficerJpmorgan Chase & Co. Jan 2014 - Nov 2020New York, Ny, UsProvide Audit & Regulatory Oversight advisory services to the Anti-Money Laundering (AML) compliance program to ensure regulatory exam and audit readiness. Execute Risk and Control Self Assessment (RCSA), control gap, root cause analysis and risk re-mediations. Monitor issue remediation to closure and perform action plan sustainability testing. -
Business Control OfficerJpmorgan Chase & Co. 2013 - 2014New York, Ny, UsRisk analysis across lines of business to establish banking governance and systems to identify inherent risks and establish risk tolerances with stakeholders to ensure the proper level of global controls are in place for Know Your Customers (KYC) and AML.
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Fund Controller / Project ManagerJ.P. Morgan Asset Management 2000 - 2013New York, Ny, UsFund oversight, risks management and control of JPMorgan mutual funds’ workflows, regulatory compliance and control, service delivery and managed outsourced vendors.
Arlene Lam Education Details
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University At BuffaloBusiness Administration And Management
Frequently Asked Questions about Arlene Lam
What company does Arlene Lam work for?
Arlene Lam works for United Nations Joint Staff Pension Fund
What is Arlene Lam's role at the current company?
Arlene Lam's current role is Business Controls & Risk Management Professional | Project Management | Compliance | Fund Oversight | Business Continuity SME.
What schools did Arlene Lam attend?
Arlene Lam attended University At Buffalo.
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