Arlenee Lopez - Ferguson

Arlenee Lopez - Ferguson Email and Phone Number

Chief Information Security Officer @ PENDULUM®
Arlenee Lopez - Ferguson's Location
New York, New York, United States, United States
Arlenee Lopez - Ferguson's Contact Details

Arlenee Lopez - Ferguson personal email

n/a

Arlenee Lopez - Ferguson phone numbers

About Arlenee Lopez - Ferguson

Information Security Officer with expertise in cybersecurity, risk management, and regulatory compliance. A proven leader in developing and implementing robust cybersecurity frameworks (NIST/ISO) while ensuring adherence to state and federal regulations (FINRA, SEC, CCPA, NYDFS, GDPR). Skilled in driving strategic planning initiatives, managing cross-functional teams, and fostering collaboration to enhance organizational security and operational efficiency. Adept at strategizing, leading change, and driving transformation across organizations.Over 15 years of experience implementing innovative ways to bridge a firm’s “wants” vs. its “needs.”

Arlenee Lopez - Ferguson's Current Company Details
PENDULUM®

Pendulum®

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Chief Information Security Officer
Arlenee Lopez - Ferguson Work Experience Details
  • Pendulum®
    Chief Information Security Officer
    Pendulum® Sep 2023 - Present
    Beverly Hills, Ca, Us
    Pendulum seeks to reimagine how great companies are built and redefine who gets to build them.
  • Summit Trail Advisors
    Chief Information Security Officer / Compliance Administration Manager
    Summit Trail Advisors Aug 2015 - Sep 2023
    New York, Ny, Us
    Summit Trail is a leading Networked Family Office – intentionally designed for those who have outgrown traditional wealth managers and desire the outcomes of a more dynamic, connected approach previously only found with individual family offices.Duties & Responsibilities:Lead and coordinate complex Cyber and Compliance Programs, aligning policies and procedures with legal, industry, and statutory standards and regulations. Draft and deliver Cyber and Compliance training, monitor compliance of prorgrams, and coach/treain staff on violations. Identify and report program risks to senior C-Level Executives. Manage regulatory filings (Form U4, U5, ADV, CRS). Support audits and regulatory exams. Supervise and approve gifts, entertainment, outside business activities, political contributions, and Code of Ethics policies and procedures. Lead vendor relationships, including onboarding/offboarding, annual and ongoing Due Diligence. Direct IT and cloud service partnerships to institute strategic security enhancements. Oversee fin-tech employee recruitment, onboarding, and offboarding. Track and surveil email, social media, instant message, company’s restricted list, and employee Personal Trading activities. Notable Acomplishments:• Spearheaded STA's Cyber Security Governance Program, introducing Cyber Security policies and procedures, including data and risk management controls, minimizing risk, potential client data mismanagement, and physical IT assets. • Developed and assumed the role of Chairwoman to Compliance and Cyber Committees.• Produced and implemented Business Continuity Plan, mitigating effects of disruption and risk of financial loss and maintaining employee, client, and supplier confidence in the organization’s services and capabilities. • Established new procedures in alignment with European Union (GDPR), US Federal, State, and Industry-specific (DFS) (CCPA) cyber security regulations.
  • Barclays
    Chief Of Staff
    Barclays Jul 2010 - Aug 2015
    London, Gb
  • Deloitte
    Paraprofessional
    Deloitte Mar 2008 - Jul 2010
    Worldwide, Oo

Arlenee Lopez - Ferguson Skills

Outlook Banking Office Management Administrative Assistants Microsoft Excel Project Management Customer Service Powerpoint Analysis Access Microsoft Office Leadership Management Software Documentation Training Microsoft Word Budgets Risk Management Recruiting Teamwork Business Analysis Data Analysis Employee Relations Project Planning Process Improvement Administrative Assistance

Arlenee Lopez - Ferguson Education Details

  • Harvard Online
    Harvard Online
    Cyber Security
  • John Jay College (Cuny)
    John Jay College (Cuny)
    Major: Law / Sociology

Frequently Asked Questions about Arlenee Lopez - Ferguson

What company does Arlenee Lopez - Ferguson work for?

Arlenee Lopez - Ferguson works for Pendulum®

What is Arlenee Lopez - Ferguson's role at the current company?

Arlenee Lopez - Ferguson's current role is Chief Information Security Officer.

What is Arlenee Lopez - Ferguson's email address?

Arlenee Lopez - Ferguson's email address is ar****@****ays.com

What is Arlenee Lopez - Ferguson's direct phone number?

Arlenee Lopez - Ferguson's direct phone number is +120162*****

What schools did Arlenee Lopez - Ferguson attend?

Arlenee Lopez - Ferguson attended Harvard Online, John Jay College (Cuny).

What skills is Arlenee Lopez - Ferguson known for?

Arlenee Lopez - Ferguson has skills like Outlook, Banking, Office Management, Administrative Assistants, Microsoft Excel, Project Management, Customer Service, Powerpoint, Analysis, Access, Microsoft Office, Leadership.

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