Aron O. Email & Phone Number

• Carrying out Client Risk Assessments and applying appropriate due diligence procedures at on-boarding and when reviewing client file using a risk-based approach. • Maintaining registers of high risk and recently on-boarded clients, in line with group policy and regulatory requirements, and reporting to the board on a quarterly basis.• Completing the REQs as well being heavily involved in ACR, DAX6, FTCA/CRS, and various other regulatory returns• Working closely with the MLRO to oversee the company’s timely response to regulator visits, reviewing findings and implement measures to rectify shortcomings. • Identifying and recording incidents, breaches, and suspicious activity, to then escalate to the MLRO or submit STR/SAR via GoAML• Undertaking compliance projects and ad-hoc tasks including managing GDPR incidents and reporting such to the Information and Data Protection Commissioner

Malta

• Applying due diligence procedures for AML and other risks detection at all stages of business relationship and refusing clients deemed to exceed the firm’s risk appetite.• Maintaining central registers of all high risk and declined clients, associated persons, gifts, and complaints - reporting to ExCo and submitting REQs to the regulator.• Regularly liaising with senior management regarding internal and regulatory controls with respect to compliance and ethical matters, and overseeing the implementation and maintenance of related policies and procedures.• Developing and delivering internal training programs to cover various compliance and AML issues; including client identification and verification procedures (KYC), record keeping, SARs and data protection regulations.• Reviewing the findings and recommendations of internal audits and implementing appropriate courses of action to prevent reoccurrences.• Keeping abreast of changes to laws and regulations, recognizing vulnerabilities, and providing guidance to various departments when necessary.

Malta

Malta

• Identifying and investigating complex and large-impact fraud and organised criminal activity.• Gathering and analysing vast amounts of financial data, identifying emerging threats and compiling detailed reports for the head of department.• Analysing chargebacks received, identifying representable transactions, collating forensic evidence and writing contest letters to defend disputed transactions.• Investigating regulator complaints and compiling detailed reports for both the MGA and IBAS.• KYC verifying accounts and scrutinising identification documentation for signs of manipulation or misuse.• Liaising with financial institutions, payment providers and law enforcement to assist with ongoing fraud investigations.• Training colleagues in new and improved processes and procedures.

Malta

• Designing and delivering various English courses for both graduate and undergraduate classes

• Handling customer enquiries and resolving escalated issues. • Investigations customer complaints and determining appropriate action.• Supervisory roles; i.e. floor support, call queue management and call recording

Anhui, China

• Leading a team of Chinese and foreign teaching professionals.• General administration including timetabling, payroll and reporting. • Recruiting, interviewing and negotiating employment contracts.• Initial training, performance evaluations, side-by-side coaching, team meetings and workshops• Team cohesion and dispute resolutions. • New staff inductions and teams building activities.• Scheduling for annual leave and covering for sickness.

Anhui, China

• Teaching regular classes of students aged four to adult• Conducting student placement interviews and setting exams

• Conducting needs analyses and offering suitable products and services.• Selling benefits, objection handling and closing sales. • Working to both team and individual targets and exceeding KPIs.• Following up on leads and booking appointments.

Brisbane, Australia

• Taking off plans and selecting product to suit specifications.• Calculating profit simulations and tendering commercial quotes • Negotiating sales with on-sellers, installers and contractors.• Managing stock, processing orders and organising deliveries.• Consulting with engineers and contractors to alter specifications.

• Member of Senate and Director of the university company.• Member of Academic Board and various other committee• Chair of the National Student Association• Liaising with programme coordinators to implement national student engagement activities.• Developing policy and seeing through significant changes to university procedure.

International Diploma In Governance, Risk And Compliance

Master'S Degree, International Relations

Bachelor Of Arts - Ba, Asian Studies

Bachelor Of Business - Bbus, International Business