Chief Controls OfficeRegulatory Frameworks - Swap Dealer EBCS PTMM Surveillance, MiFID & SEF Trading Venues Administration, Market Conduct Issues Management and Benchmarks, Industry Standards and CodesHorizon Scanning, Regulatory Change, Policy Standards and Procedures.

Chief Controls Office - Front Office Regulatory Supervision- MarketsMonitor, report and coordinate to resolve trade exceptions across Asset classes ( Fx, Rates, Credit and Equities) and across regulations encompassing UCSM ( Uncleared Swap Margins), EMIR (Risk Mitigation, Reporting and LEI), Dodd Frank (P1, P2 and Reporting), SEC Swap Dealer, MIFID II, KYC, TEFRA and other regional reporting like HKMA & MAS.

MiFID 2 Regulatory Reporting Safeguarding of Client Assets and Funds- Custody and Clearing Support the CAOO as an intermediate by providing consolidated data designed to achieve compliance with the MiFID II Safeguarding of Client Assets and Funds (SCAF) requirements, across legal entitiesReporting of attestation of all controls and risk events to CAOOReporting of Risk events and Control failures

OTC ConfirmationsHandling a cluster of 40 FTEs and acting as a 2nd level escalation POC for Trade Confirmation processes of Trade Life Cycle viz. Trade Affirmations, Incoming Review and Execution for Interest Rate Swap Derivatives.Subject Matter Expert for Incoming Review for Confirmations Practice - Designed a monthly dashboard to present comparative metrics for Confirmation Drafting, Affirmations and Chasing, Incoming Review and Electronic Confirmations.Bilateral… Show more OTC ConfirmationsHandling a cluster of 40 FTEs and acting as a 2nd level escalation POC for Trade Confirmation processes of Trade Life Cycle viz. Trade Affirmations, Incoming Review and Execution for Interest Rate Swap Derivatives.Subject Matter Expert for Incoming Review for Confirmations Practice - Designed a monthly dashboard to present comparative metrics for Confirmation Drafting, Affirmations and Chasing, Incoming Review and Electronic Confirmations.Bilateral settlements of cash flows of Interest Rate and Credit products.Acting as a 2nd level escalation POC to ensure timely settlement of cash flows and raising queries to the concerned team and resolving issues to make sure SLAs are metCoordinating with RPA teams to scope automation initiativesOperational Risk ManagementReporting risk in an appropriate manner to different audience to make them aware of the significant risk relevant to their part of businessPreparing Risk reviews and auditing different functions of IB Ops of the G16 back client that we cater toDeveloped a Supervisory Effectiveness plan for Team leads and Managers to enhance controls in various processesPreparing regular analysis on errors, change management, FMEA and cross functional audits to present to clients as a part of client engagement initiatives Show less

Requirement Assurance, Requirements Management and Business Analysis.Test Execution, Quality management & UATReconciliations of General Ledger systems reporting.

Market research, Big Data analytics, Business Analysis

Reference Data management-Updating SSIs, SPIs and trade instructions on the global system to enable the trades.Performing call back and confirming the trade details with the counter party