Ashish Dean Email & Phone Number

Bengaluru, Ka, In

Gurugram, Haryana, India

Conduct thorough screening of financial transactions, customer profiles, and counterparties against global sanction lists (e.g., OFAC, UN, EU, and other regulatory bodies).Perform enhanced due diligence (EDD) on flagged transactions, assessing potential risks and ensuring compliance with legal and regulatory requirements.Review and escalate suspicious transactions to senior compliance teams or designated authorities in line with company procedures and relevant laws.Utilize sanction screening tools and software (e.g., World-Check, FircoSoft) to identify and mitigate risks associated with financial transactions.Work closely with compliance, legal, and risk management teams to address complex sanction issues and ensure proper resolution of false positives or potential matches.Prepare and submit reports related to sanctions compliance, investigation outcomes, and suspicious activity.

Gurugram, Haryana, India

Analyzed and assessed transaction alerts generated by monitoring systems to identify suspicious activity and potential fraud. Conducted thorough investigations into the reasons for alert generation, evaluating transaction patterns andcustomer behavior. Evaluated the source of funds for transactions, ensuring alignment with customer profiles and compliance with regulatory standards. Verified beneficiary ownership to mitigate risks and adhere to anti-money laundering (AML) regulations. Documented investigation findings and prepared detailed reports for compliance and risk management teams, recommending further action when necessary. Collaborated with compliance, legal, and fraud prevention teams to enhance overall risk management strategies. Stayed informed on relevant regulatory requirements and industry best practices to ensure ongoing compliance. Identified trends in transaction alerts to inform improvements in monitoring processes and systems. Assisted in the development and implementation of training programs for new staff on transaction monitoring procedures. Contributed to continuous improvement initiatives aimed at enhancing the effectiveness of transaction monitoring operations.

Bengaluru, Karnataka, India

Liaised with merchants to ensure accuracy of KYC informationDeveloped strong relationship with vendors to ensure compliance with KYC/AML regulationsIdentifying any potential compliance issues and providing guidance on how to address themPerform periodic reviews and reports on merchants to comply with rules an regulations

Jamshedpur, Jharkhand, India

Managing and completing AML/KYC process for the clientsMonitored and reported on suspicious activitiesAnalyzed data for potential risk indicatorsPerformed customer due diligenceReviewing ongoing KYCAnalyze customers to conduct detailed customer due diligence

Bangalore

Performed KYC due diligence/CD/EDD on customer accounts and client onboardingCommunicated effectively with business units regarding KYC documentationUpdated mandate formsVerified accuracy of SOW(source of wealth)Perform updates on high/medium/low risk customersIdentify, record and escalate the exceptions found in KYC

Pgdb, Banking And Finance

Bachelor Of Technology (B.Tech.), Electrical And Electronics Engineering, 70%

Intermediate, Science