Senior business systems analyst for the AML and Fraud departments

Performing and leading second line of defense reviews on all wholesale lines of business for financial crime areas, including AML, BSA, OFAC, and Fraud. Additionally, working on independent projects to support bank initiatives.

Job responsibilities include interpreting AML related laws and providing business units counsel on effective control measures related to AML compliance. AML related project responsibilities. Governance over the FCRM application used for SAM, CDD and Watch list monitoring. Application of the tuning and optimization program. Supporting all other AML applications (LCR, Safewatch, Lexis, ect). Assisting in researching new vendors/applications and implementing new systems for AML department. Comprehensive project duties from design to implementation. Duties include the completion of test work, creation of ad-hoc reporting (Crystal, SSRS, SQL and Cognos) and working with business units to manage AML compliance requirements.

Duties include the completion of test work, creation of ad-hoc reporting (Crystal, SSRS, SQL and Cognos) and working with business units to manage AML compliance requirements. Additionally, interpreting AML related laws and providing business units counsel on effective control measures related to AML compliance. AML related project responsibilities. Governance over the FCRM application used for SAM, CDD and Watch list monitoring. Application of the tuning and optimization program. Supporting all other AML applications (LCR, Safewatch, Lexis, ect). Performing monthly Internal Control program to ensure effectiveness of controls in place. Assisting in researching new vendors/applications and implementing new systems for AML department.

Maintained the integrity of the Bank's BSA/AML/OFAC Compliance Program by ensuring compliance with federal and State regulatory requirements and helping to mitigate regulatory risk. Three key functions included in the responsibilities of this role; 1) reviewing and clearing exceptions associated with the verification of a customer's identity, 2) monitoring OFAC alerts to ensure that the Bank is not facilitating transactions with an OFAC sanctioned country, entity or individual, 3) review and review of monetary instruments sales logs (MISL). Each of these functions required knowledge of regulatory requirements, bank products, systems and processes and adherence to a strict set of timing and filing requirements or specific recordkeeping or analysis documentation standards. In addition, this position represents the first line of defense in mitigating several AML risks that can expose the bank to significant financial penalties and reputational risk. CIP application used was Penley.

Document department processes, identify controls, develop testing strategies, and execute testing. Guide staff auditors and assist management with audit execution. Experienced in inquiry and evaluation of various business processes. Wide knowledge of Bank processes. Experience is data evaluation (ACL, Access and Excel). Ability to identify controls and control break downs in Bank processes.

I worked in the Business School Administrative Office and directly assisted professors with research and administrative items.

I worked in the HR and Payroll department. I filed papers and stuffed Payroll checks.

Coordinate and maintain the safety of the road work zone.