Compliance Officer advising Citi Private Bank’s Front Office staff in their provision of best-in-class services to high net worth and ultra-high net worth clientele.

Ensuring and maintaining the integrity of the firm through regulatory enforcement of the Investment Banking Global Settlement of 2003. Preventing the placement of undue pressure on Equity Research by serving as an arbitrator on conference calls between Research Analysts and Investment Bankers, in addition to conducting email review to ensure compliance with the applicable judicial order. Provision of advisory services to Equity Research. Other miscellaneous Control Room functions, including wall crossings, vettings, 11-D Restrictions, Price Target Changes, etc.

Process transactions appearing to be of a suspicious nature, conducting further research through numerous databases of the entities involved. Logical reasoning involved in determining the purpose of any existing contractual relationships. Composing a written disposition summarizing details of the transaction, and final recommendation to close or escalate the inquiry to the next stage of review. Quality Analysis of the preceding stage of analysis and determination of escalation. Selected to serve as the RACS Analyst, responsible for updating the Risk Assessment Scores for the Bank's clientele.

Program coordinated by United Way of the Big Bend. Completed intensive tax law preparation course in order to assist those within qualifying income brackets in the filing of their income tax returns. Returns were of varying levels of complexity and included applicable credits and deductions as well as basic computation in order to ensure the accuracy of the return. Returns were filed through an IRS generated computer program, which also required training in order to be authorized to use the software.

Managed financial accounts of students, accepted and applied payments and credits, performed clerical accounting functions such as maintaining and checking the tuition records of each student through the use of standardized account keeping practices. Registered students for classes, provided overall assistance for any matters pertaining to Business Office and Registrar functions. Represented actions of the Business and Registrar office through written and verbal communications with other offices. Served as liaison for office, communicating with organizations looking to schedule the use of the college facilities for functions and events. Developed strong organizational and analytical skills in order to handle a multitude of tasks.