Ashley Smith Email & Phone Number

New York, New York, US

New York, New York, US

Compliance Officer advising Citi Private Bank’s Front Office staff in their provision of best-in-class services to high net worth and ultra-high net worth clientele.

Frankfurt Am Main, Hessen, DE

Ensuring and maintaining the integrity of the firm through regulatory enforcement of the Investment Banking Global Settlement of 2003. Preventing the placement of undue pressure on Equity Research by serving as an arbitrator on conference calls between Research Analysts and Investment Bankers, in addition to conducting email review to ensure compliance.

Frankfurt Am Main, Hessen, DE

Process transactions appearing to be of a suspicious nature, conducting further research through numerous databases of the entities involved. Logical reasoning involved in determining the purpose of any existing contractual relationships. Composing a written disposition summarizing details of the transaction, and final recommendation to close or escalate.

Program coordinated by United Way of the Big Bend. Completed intensive tax law preparation course in order to assist those within qualifying income brackets in the filing of their income tax returns. Returns were of varying levels of complexity and included applicable credits and deductions as well as basic computation in order to ensure the accuracy of.

Utica, New York, US

Managed financial accounts of students, accepted and applied payments and credits, performed clerical accounting functions such as maintaining and checking the tuition records of each student through the use of standardized account keeping practices. Registered students for classes, provided overall assistance for any matters pertaining to Business Office.

Utica, New York, US

Doctor Of Law (Jd), Law

Ba, Political Science, Spanish