I have worked in the banking and financial industry since 2015. I began working with investments as a registered representative at Charles Schwab. I passed the Series 7, 63 and 66 exams and hold life and health insurance licenses. I also hold the Certified Plan Fiduciary Advisor designation. I worked as a senior registered client associate for a team of financial advisors for almost three years before transitioning into the financial advisor role myself.I attended the University of Oregon (Go Ducks!) in 2013 before taking time off from school to focus on building my career. I started at Penn State University in the fall of 2020. I graduated from Penn State in May of 2024 with a Bachelors Degree in Finance. I am involved in my community and volunteer at nonprofits such as Junior Achievement, Oregon Humane Society, Food Bank of the Rockies, and Pacific Community Ventures.I was born in southern California but grew up in a small town just outside of Eugene, Oregon. I moved to Denver, Colorado in 2015. I enjoy hiking and camping with my husband and our two dogs. I also like to knit and spend extra free time tending to my large houseplant collection. I love to travel— I frequently visit family on the west coast and enjoy international travel as often as I can.
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Wealth AdvisorMariner Oct 2024 - PresentOverland Park, Ks, Us -
Financial AdvisorRbc Wealth Management Jan 2022 - Sep 2023Toronto, Ontario, Ca Part of a 3-advisor team managing $275M in assets with $2.9M in production. Created comprehensive financial plans tailored to clients' goals and risk tolerances, incorporating retirement, tax efficiency, estate planning, cash flow, and investment strategies. Used MoneyGuidePro to analyze scenarios and project long-term outcomes. Regularly presented findings to clients, simplifying complex concepts for clarity and engagement. Served as a 3(21) fiduciary advisor for 50+ 401(k) plans, handling investment selection, performance monitoring, and education. Analyze investment portfolios to ensure proper diversification, tax efficiency and satisfactory performance. Assist in the creation and management of various investment models across multiple risk tolerance and performance goals. Prospected and onboarded new clients, consistently exceeding asset growth targets. -
Senior Registered Client AssociateRbc Wealth Management Apr 2019 - Jan 2022Toronto, Ontario, CaMember of two Financial Advising teams with a combined AUM of over $400 Million and gross production of $3.5 Million. Perform one off trades and block trades of up to $150 Million. Deliver exceptional customer service and advice to a diverse group of clients. Administrative support including preparing portfolio reports, ensuring adherence to multiple compliance reports, and account maintenance.Trained new employees on procedure, policies and investment education. -
Associate Financial Services ProfessionalCharles Schwab Sep 2018 - Apr 2019Westlake, Texas, UsSupport clients by providing brokerage and retirement account guidance, answering basic tax questions and discussing financial market conditions. -
Senior Mortgage ProcessorFirstbank Oct 2017 - Sep 2018Successfully managed a pipeline of 20-30 Secondary Market loansProvide effective communication as well as friendly and professional partnerships to Loan Officers, Mortgage Assistants, and UnderwritersAnalyze various documents to ensure accuracy and gather information Well versed in using Empower, AUS, and Loan Request Manager
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Bank TellerU.S. Bank Jan 2016 - Oct 2017Minneapolis, Mn, UsAssisted clients with their personal or business financial and banking needsResponsible for the branch’s cash supply by ordering, shipping and monitoring cash levels Trained new employees on procedures, policies, product knowledge, sales skills, etc
Ashley Schmidt Education Details
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Penn State UniversityGeneral -
University Of Oregon
Frequently Asked Questions about Ashley Schmidt
What company does Ashley Schmidt work for?
Ashley Schmidt works for Mariner
What is Ashley Schmidt's role at the current company?
Ashley Schmidt's current role is Wealth Advisor.
What schools did Ashley Schmidt attend?
Ashley Schmidt attended Penn State University, University Of Oregon.
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