Alexis Simpson Email & Phone Number

San Francisco, Ca, Us

Utilize extensive Consumer Lending laws to support the management and execution of the compliance program and ensure ongoing compliance with applicable laws, regulations and best practices.Handle both proactive and reactive needs arising from identified issues, changing regulatory environments and potential emerging risks.Support the compliance testing and monitoring function and work with business lines to prepare remediation plans of identified issues.Support the marketing compliance reviews for the home equity, credit card and personal loan suite of products.Support the compliance third party oversight program.Assist with the review of training materials to ensure compliance with consumer finance laws.Support partner relationships, including working directly with Prosper's bank partners to facilitate review and approval of company policies.Assist in internal and external audit responses, investigations and validations.

• Execute the steps needed to test and/or analyze compliance with complex policies/procedures and laws/regulations.• Conduct under appropriate supervision, independent testing to ensure operational risks and compliance requirements are adhered to. Prepares detailed and objective work papers to support conclusions.• Review issues and findings to provide effective challenge and quality of supporting documentation.• Identify potential control weaknesses and makes recommendations to remediate issues.

Hicksville, Ny , Us

Conduct regular internal audits of consumer lending operations to identify potential compliance issues and implement corrective actions to ensure adherence to regulations.Manage regulatory reporting for consumer lending portfolio, ensuring accurate and timely submission of required reports and maintaining compliant loan files.Create and maintain compliance policy and procedure documentation.Analyze data gathered from quality assurance testing to suggest process improvements to the Business Unit.Complete system updates within the internal system as changes occur.Collaborate with Audit Partners to ensure compliance with federal regulations as well as corporate policies.Well versed in regulations including TILA-RESPA, Regulation Z, FCRA, SCRA, MLA, and ECOA.

Hicksville, Ny , Us

Coordinate with loan officers, underwriters, and other internal and external stakeholders to ensure timely loan processing and funding.Prepare and review loan documents for accuracy and completeness, including disclosures, loan estimates, and closing documents.Conduct initial reviews of loan applications to ensure completeness and accuracy,Utilize loan processing software and other technology tools to efficiently and accurately process loans and manage loan files.

Detroit, Mi, Us

Conduct detailed reviews of property appraisals to ensure accuracy and compliance with regulatory and company guidelines.Communicate with appraisers, loan officers, and other stakeholders to obtain additional information or clarification as needed.Analyze market data, comparable sales, and other factors to determine the accuracy of appraised values and identify potential issues or discrepancies.

East Lansing, Mi, Us

East Lansing, Mi, Us

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Bachelors Of Arts, Communication