Audun J. Hoen Email and Phone Number
Chief Executive Officer of the US subsidiary of Arctic Securities AS, a leading independent Norwegian investment bank.
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Chief Executive OfficerArctic Securities Apr 2019 - PresentNoCEO/CCO/CFO of the US operations of Arctic Securities -
Chief Executive Officer / Chief Compliance OfficerPareto Securities Inc. Jan 2013 - Mar 2019Oslo, NoHigh level supervision of all business areasResponsible for contact with regulators and authoritiesWork closely with ECM/DCM teams in US and globallyInvolved in all stages of preparation and execution of 144A/RegS and Reg D Private placements Involved in documentation, marketing, settlement, reporting of US registered offeringsOpened branch offices and assisted in establishing Pareto's footprint in CanadaAnti-Money Laundering and anti-corruption Compliance -
Chief Compliance OfficerPareto Securities Inc. Jun 2012 - Jan 2013Oslo, NoResponsible for regulatory compliance with FINRA, SEC, State rules as well as Scandinavian market regulationsResponsible for all compliance policies & procedures including AML complianceCross-border research distribution compliance experience -
Compliance Officer / Business AnalystPareto Securities Inc. Jun 2011 - May 2012Oslo, NoIdentify synergies and efficienciesStreamline international settlements processIntegrate securities settlement processes with overseas affiliate -
Institutional SalesPareto Securities Inc. Jul 2006 - Jun 2011Oslo, NoEquity/HY/Energy/DistressedFocus on energy, special sit and distressed hedge funds, selling equity and high yield debt -
Institutional SalesBloomberg Tradebook Llc Apr 2005 - Jun 2006New York, Ny, UsEquity Execution Consulting for US/Canadian clients trading global marketsBuilt significant customer base from scratch with a concentration in the Northeastern US and Canada -
AnalyticsBloomberg Tradebook Llc Jun 2003 - Mar 2005New York, Ny, UsAnalyst on Bloomberg's Analytics desk -
Data AnalystBloomberg Tradebook Llc Jun 2002 - Jun 2003New York, Ny, UsScandinavian data collection and processing -
Co FounderContentmediator.Com 2000 - 2002Co-founder of a marketplace for producers of freelance media content to sell their work to media companies through our platform. Apparently two decades ahead of our time.
Audun J. Hoen Education Details
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The Wharton SchoolCompliance -
Nyu School Of Professional StudiesPeacemaking And Conflict Resolution -
Norwegian School Of Economics (Nhh)Business Administration/Strategy -
University Of OsloInformation Technology
Frequently Asked Questions about Audun J. Hoen
What company does Audun J. Hoen work for?
Audun J. Hoen works for Arctic Securities
What is Audun J. Hoen's role at the current company?
Audun J. Hoen's current role is Chief Executive Officer at Arctic Securities LLC.
What schools did Audun J. Hoen attend?
Audun J. Hoen attended The Wharton School, Nyu School Of Professional Studies, Norwegian School Of Economics (Nhh), University Of Oslo.
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