Augusto Blanco Email & Phone Number

As a Senior Compliance Officer at Citi, I have over 30 years of experience in the financial services industry, currently specializing in market surveillance and trade compliance. I review trading alerts for disposition and/or escalation, calibrate the NASDAQ surveillance platform to minimize false positives, and interact with other stakeholders. I also ensure L1 adherence of firm policies and procedures, and keep abreast of the latest regulatory developments and industry best practices.My core competencies include trading, equity research, asset management, federal securities laws and regulations, BSA/AML, corporate governance, and trade surveillance. I hold a Master of Science in Jurisprudence with a concentration in Financial Services Compliance from Seton Hall University, School of Law; a Master in Security Analysis and Portfolio Management from Creighton University; and a Bachelor of Business Administration in Finance from Pace University. I have also completed Level One of CFA issued by CFA Institute and obtained a Series 7 issued (expired) by FINRA. My goal is to leverage my skills and expertise to enhance market integrity and protect investors.