Aurora C Email and Phone Number

• Manage a team of 19 AML Analysts and ensuring the operational compliance with the company’s AML Programme.• Develop and implement proper AML/CFT policies and procedures in line with local and international regulations.• Ongoing analysis of the company’s business model and activities and identification of the ML/TF risks associated with those activities, propose and implement measures to mitigate the identified risks. • Reviewing, testing and implementing of new system rules• Monthly reporting to the Board as well as SAR committee lead• Assisting in effective management of team including planning of AML, CTF & ABC processes and technologies.• Responsible for updating the sanction screening AML procedure and policy documentation. • Responsible for all suspicious activities in in the relevant licenses such as UK, US, Singapore and France and submitting reports to the relevant authority.• Monthly reporting to the Board as well as leading SAR committee lead

· Responsible for designing, evaluating, supporting and influencing a culture of compliance throughout the organisation, as well as assisting in the management and execution of an efficient compliance monitoring plan.· Producing the development and management of a compliance sign-off process for each department.· Assisting in the development of compliance initiative and programs to comply with the respective legal, licensing and regulatory obligations.· Handle the management of execution of second line monitoring and assessment program for Anti- Money Laundering / Counter- Terrorism Financing (AML/CFT).· Improve and maintain AML/CFT policies and procedures and analyze and report suspicious activity.· Ensure compliance with regulatory framework put in place by tied agents/ representatives/ introducers.· Provide oversight to the operational team, which acts as the first line monitors and investigators of suspicious activity reports that have been conducted.· Timely production of high quality reports regular or ad-hoc compliance reviews· Help with identifying any AML/CTF loopholes and coordinating projects to bridge those gaps.

· Assured the accurate recording and appropriate risk management of AML/KYC information pertaining to client source of funds and expected account activity.· Analyzing of performance data and produced MI to assess training requirements to measure and enhance productivity.· Compliance checks on sanction and PEP list, · Directing compliance issues to appropriate departments for investigation and resolution. · Writing up compliance guidance notes. · Working closely with the AML & MLRO officer · Developing and implementing a Compliance training plan. · Investigating all complaints and compliance testing reviews. · Making sure all clients and companies are complying with AML regulations · KYB and KYC checks on all new clients and continuously monitoring existing clients · CDD (both SDD and EDD) & AML Checks · Understanding of anti-bribery and corruption regulation and implementing when screening clients. · Reporting any suspicious activates to the appropriate authorities · Monitoring adherence to operational risk standards and policies· Assisting directors in strategic initiatives

· Providing immigration advice to prospective Tier 4 clients.· Reviewing and analysis of all CAS requests and the corresponding documents thoroughly ensure that only genuine clients who meet the requirements of Tier 4 are issued a CAS.· Identify of prohibited client types and report to the Head of Compliance.· Identify of AML/KYC/Reputation risk and take the appropriate escalation.· Completing clients’ reports in a timely manner while ensuring accuracy and attention to details.· Prepare approval forms for high-risk clients and maintain up to date registers.· Using different electronic tools such as Experian, Bank Wizard, World-Check and Factiva to screen clients prior.· Reviewing and analysis of Client Due Diligence reports and Know Your Client (KYC) data· Remediation of individuals by reviewing clients’ profiles and sourcing of information to up-date these profiles in a timely manner.