Austin Underhill, Iaccp®

Austin Underhill, Iaccp® Email and Phone Number

Chief Compliance Officer @ Commune
thousand oaks, california, united states
Austin Underhill, Iaccp®'s Location
Westlake Village, California, United States, United States
Austin Underhill, Iaccp®'s Contact Details

Austin Underhill, Iaccp® work email

Austin Underhill, Iaccp® personal email

About Austin Underhill, Iaccp®

Ambitious, reliable and creative. I take pride in my accomplishments through my hard work and commitment to projects both inside and outside the workplace. I strive to push the boundaries by overcoming daily challenges I face while continuing to learn and develop my skills through research and experience. My skill set is best utilized for a company in a competitive market looking to lead and innovate.Problem solving, growth and branding interest me.Let's connect.

Austin Underhill, Iaccp®'s Current Company Details
Commune

Commune

View
Chief Compliance Officer
thousand oaks, california, united states
Employees:
3
Austin Underhill, Iaccp® Work Experience Details
  • Commune
    Chief Compliance Officer
    Commune Feb 2023 - Present
    Westlake Village, California, United States
  • Fischer Investment Strategies
    Chief Compliance Officer & Operations Manager
    Fischer Investment Strategies Feb 2022 - Feb 2023
  • Fischer Investment Strategies
    Operations & Compliance Manager
    Fischer Investment Strategies Mar 2019 - Feb 2022
    Westlake Village, California
    I am a Compliance and Operations manager at FIS. I am a designated Investment Advisor Certified Compliance Professional® (IACCP®), a comprehensive program that formalizes and standardizes the knowledge, skills, and ethical commitment of investment advisory compliance professionals.In compliance with the financial regulations, I oversee that the rules and guidelines are in adherence through the FIS compliance program while supervising advisors and staff to ensure smooth operations.Meeting the fiduciary duty while providing an outstanding experience to our clients is my primary goal.
  • Wai & Connor, Llp
    Law Office Manager
    Wai & Connor, Llp Sep 2014 - Mar 2019
    Westlake Village, Ca
    I managed attorneys, administrative staff and oversaw daily operations in fast paced Workers' Compensation law firm. I helped implement the use of the digital case management platform MerusCase for my office branch. I improved workflow and output by training staff on using newer technology to replace dated procedures that backlogged work. This included utilizing automated workflows and using digital metrics to seamlessly manage projects and assure timely tasks were completed.I established and maintained positive relationships with both vendors and clients (Adjusters & Risk Case Managers).
  • Wai & Connor, Llp
    Legal Assistant
    Wai & Connor, Llp Oct 2013 - Sep 2014
    Westlake Village, California, United States
    I worked in a clerical position. This included calendar, copy, mail and typist work. Demand was fast paced, timely and detail oriented. Meeting filing deadlines as well as assuring depositions, PQME, AME and appearances were always met was a priority of mine. I worked as a team between the office manager, attorneys and clerical staff while communicating with the HQ office as necessary.
  • Self-Employed
    Professional Freelance Bassist
    Self-Employed Jan 2011 - Jan 2017
    Los Angeles, Ca
    Professional bassist in the Southern California region, performing live as well as recording for studio sessions. I have professional experience in playing & recording in all genres for the past 10 years. I have over 25 years of experience playing.

Austin Underhill, Iaccp® Skills

Bassist Arranging Engraving Upright Composition Music Recording Bass Band Songwriting Music Theory Music Production Studio Recording Music Education Guitar Singing Music Industry Blues Sibelius

Austin Underhill, Iaccp® Education Details

Frequently Asked Questions about Austin Underhill, Iaccp®

What company does Austin Underhill, Iaccp® work for?

Austin Underhill, Iaccp® works for Commune

What is Austin Underhill, Iaccp®'s role at the current company?

Austin Underhill, Iaccp®'s current role is Chief Compliance Officer.

What is Austin Underhill, Iaccp®'s email address?

Austin Underhill, Iaccp®'s email address is au****@****ies.com

What schools did Austin Underhill, Iaccp® attend?

Austin Underhill, Iaccp® attended Musicians Institute, Csu Chico.

What are some of Austin Underhill, Iaccp®'s interests?

Austin Underhill, Iaccp® has interest in Home Brewing, Cooking, Music, Craft Beer, Performing.

What skills is Austin Underhill, Iaccp® known for?

Austin Underhill, Iaccp® has skills like Bassist, Arranging, Engraving, Upright, Composition, Music, Recording, Bass, Band, Songwriting, Music Theory, Music Production.

Who are Austin Underhill, Iaccp®'s colleagues?

Austin Underhill, Iaccp®'s colleagues are Austin Underhill, Katelyn Nielsen, Tyler Theman, Tuấn Hùng Hoàng, Michael Burgess, Jerry Sanada.

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Aero Online

Your AI prospecting assistant

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.