Head Of Compliance
Current1456.HK & 601456.SHSFC Licensed CorporationsType 1 & 4 - Private fund distribution, ECM & DCMType 9 - Private fundsType 6 - Sponsorship, IPO, IFA and FA
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@calyonfinancial.com
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Alan Kwan is listed as Head Of Compliance at Guolian Securities (H.K.) Co., Limited at Guolian Securities (H.K.) Co., Limited, based in Hong Kong SAR, Hong Kong, Hong Kong. AeroLeads shows a work email signal at calyonfinancial.com and a matched LinkedIn profile for Alan Kwan.
Alan Kwan previously worked as Head Of Compliance at Guolian Securities (H.K.) Co., Limited and Executive Director, Legal and Compliance at Shanxi Securities International Financial Holdings Limited. Alan Kwan holds Llb, Law from University Of London.
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AeroLeads found 1 current-domain work email signal for Alan Kwan. Compare company email patterns before reaching out.
Alan is a Certified Public Accountant (Practising) and qualified Company Secretary in Hong Kong and he obtained practicing certificate (PC) since 2001. He got his second degree of LLB in 2008 summer.Specialties: Internal Audit, Compliance, AML, Internal controls and IT Security, Privacy, Personal Data Protection
Listed skills include Operational Risk, Aml, Operational Risk Management, Risk Management, and 37 others.
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Hong Kong SAR
1456.HK & 601456.SHSFC Licensed CorporationsType 1 & 4 - Private fund distribution, ECM & DCMType 9 - Private fundsType 6 - Sponsorship, IPO, IFA and FA
Hong Kong
002500.SZSFC Licensed Corporations Type 1,2 & 4 - Securities and futures brokerage, underwriting and placingType 9 - ETF & private fundsType 6 - Sponsorship, IPO, IFA and FA
Hong Kong
SFC Licensed Corporation (http://www.welllinkgroup.com/)Type 1 & 2 - Securities and futures brokerage, underwriting and placingType 9 - SFC authorised funds Type 6 - Sponsorship, IPO, M&A, IFA and FA
Hong Kong
600547.SH,1787.HKhttp://www.sd-gold.com
Hong Kong
HKEx Stock Code: 583http://www.gwpaholdings.com/http://www.gwamcc.com/http://www.gwamcc.com/Promo.aspx
Hong Kong
Head the Compliance Department and report to the Board of Director directly on compliance and internal controls of the groupHKEx Stock Code: 851
Hong Kong
Alan joined Calyon Financial as Internal Controller in May 2006 Calyon Financial merged with Fimat to form "Newedge" from 2008 Jan onwards.http://www.newedge.com/
Activities and Societies: Class Representative, 92-95 Accounting and business
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Alan Kwan works for Guolian Securities (H.K.) Co., Limited.
Alan Kwan is listed as Head Of Compliance at Guolian Securities (H.K.) Co., Limited at Guolian Securities (H.K.) Co., Limited.
AeroLeads has found 1 work email signal at @calyonfinancial.com for Alan Kwan at Guolian Securities (H.K.) Co., Limited.
Alan Kwan is based in Hong Kong SAR, Hong Kong, Hong Kong while working with Guolian Securities (H.K.) Co., Limited.
Alan Kwan has worked for Guolian Securities (H.K.) Co., Limited, Shanxi Securities International Financial Holdings Limited, Well Link International Capital Limited, Shandong Gold Financial Holding Group (Hk), and Great Wall Pan Asia Int'L Investment Co., Ltd.
You can use AeroLeads to view verified contact signals for Alan Kwan at Guolian Securities (H.K.) Co., Limited, including work email, phone, and LinkedIn data when available.
Alan Kwan holds Llb, Law from University Of London.
Alan Kwan is listed with skills including Operational Risk, Aml, Operational Risk Management, Risk Management, Financial Risk, Equities, Securities, and Enterprise Risk Management.
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