Alan Kwan
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Alan Kwan Email & Phone Number

Head Of Compliance at Guolian Securities (H.K.) Co., Limited at Guolian Securities (H.K.) Co., Limited
Location: Hong Kong SAR, Hong Kong, Hong Kong 10 work roles 2 schools
1 work email found @calyonfinancial.com LinkedIn matched
✓ Verified Jun 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email

Work email a****@calyonfinancial.com
LinkedIn Profile matched
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Current company
Guolian Securities (H.K.) Co., Limited
Role
Head Of Compliance at Guolian Securities (H.K.) Co., Limited
Location
Hong Kong SAR, Hong Kong, Hong Kong

Who is Alan Kwan? Overview

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Quick answer

Alan Kwan is listed as Head Of Compliance at Guolian Securities (H.K.) Co., Limited at Guolian Securities (H.K.) Co., Limited, based in Hong Kong SAR, Hong Kong, Hong Kong. AeroLeads shows a work email signal at calyonfinancial.com and a matched LinkedIn profile for Alan Kwan.

Alan Kwan previously worked as Head Of Compliance at Guolian Securities (H.K.) Co., Limited and Executive Director, Legal and Compliance at Shanxi Securities International Financial Holdings Limited. Alan Kwan holds Llb, Law from University Of London.

Company email context

Email format at Guolian Securities (H.K.) Co., Limited

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{first}.{last}@calyonfinancial.com
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AeroLeads found 1 current-domain work email signal for Alan Kwan. Compare company email patterns before reaching out.

Profile bio

About Alan Kwan

Alan is a Certified Public Accountant (Practising) and qualified Company Secretary in Hong Kong and he obtained practicing certificate (PC) since 2001. He got his second degree of LLB in 2008 summer.Specialties: Internal Audit, Compliance, AML, Internal controls and IT Security, Privacy, Personal Data Protection

Listed skills include Operational Risk, Aml, Operational Risk Management, Risk Management, and 37 others.

Current workplace

Alan Kwan's current company

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Guolian Securities (H.K.) Co., Limited
Guolian Securities (H.K.) Co., Limited
Head Of Compliance at Guolian Securities (H.K.) Co., Limited
10 roles

Alan Kwan work experience

A career timeline built from the work history available for this profile.

Head Of Compliance

Current
Guolian Securities (H.K.) Co., Limited

Hong Kong SAR

1456.HK & 601456.SHSFC Licensed CorporationsType 1 & 4 - Private fund distribution, ECM & DCMType 9 - Private fundsType 6 - Sponsorship, IPO, IFA and FA

Sep 2020 - Present

Executive Director, Legal And Compliance

Shanxi Securities International Financial Holdings Limited

Hong Kong

002500.SZSFC Licensed Corporations Type 1,2 & 4 - Securities and futures brokerage, underwriting and placingType 9 - ETF & private fundsType 6 - Sponsorship, IPO, IFA and FA

Jul 2018 - Dec 2019

Chief Compliance Officer

Well Link International Capital Limited

Hong Kong

SFC Licensed Corporation (http://www.welllinkgroup.com/)Type 1 & 2 - Securities and futures brokerage, underwriting and placingType 9 - SFC authorised funds Type 6 - Sponsorship, IPO, M&A, IFA and FA

Nov 2017 - Jun 2018

Head Of Compliance

Shandong Gold Financial Holding Group (Hk)

Hong Kong

600547.SH,1787.HKhttp://www.sd-gold.com

Feb 2017 - Nov 2017

Head Of Compliance

Great Wall Pan Asia Int'L Investment Co., Ltd

Hong Kong

HKEx Stock Code: 583http://www.gwpaholdings.com/http://www.gwamcc.com/http://www.gwamcc.com/Promo.aspx

Sep 2015 - Oct 2016

Head Of Compliance

Sheng Yuan Holdings Limited

Hong Kong

Head the Compliance Department and report to the Board of Director directly on compliance and internal controls of the groupHKEx Stock Code: 851

Feb 2012 - Sep 2015

Policy Advisor

Office Of The Privacy Commissioner For Personal Data, Hong Kong
Apr 2010 - Oct 2010

Regional Internal Controller / Technology Risk Manager

Newedge (Now Becomes Societe Generale)

Hong Kong

Alan joined Calyon Financial as Internal Controller in May 2006 Calyon Financial merged with Fimat to form "Newedge" from 2008 Jan onwards.http://www.newedge.com/

May 2006 - Apr 2008

Head Of Internal Audit

Nov 2003 - May 2006

Senior Associate (Financial Services Group)

Pwc

Hong Kong

Audit for FI

Aug 1995 - Apr 2000
2 education records

Alan Kwan education

FAQ

Frequently asked questions about Alan Kwan

Quick answers generated from the profile data available on this page.

What company does Alan Kwan work for?

Alan Kwan works for Guolian Securities (H.K.) Co., Limited.

What is Alan Kwan's role at Guolian Securities (H.K.) Co., Limited?

Alan Kwan is listed as Head Of Compliance at Guolian Securities (H.K.) Co., Limited at Guolian Securities (H.K.) Co., Limited.

What is Alan Kwan's email address?

AeroLeads has found 1 work email signal at @calyonfinancial.com for Alan Kwan at Guolian Securities (H.K.) Co., Limited.

Where is Alan Kwan based?

Alan Kwan is based in Hong Kong SAR, Hong Kong, Hong Kong while working with Guolian Securities (H.K.) Co., Limited.

What companies has Alan Kwan worked for?

Alan Kwan has worked for Guolian Securities (H.K.) Co., Limited, Shanxi Securities International Financial Holdings Limited, Well Link International Capital Limited, Shandong Gold Financial Holding Group (Hk), and Great Wall Pan Asia Int'L Investment Co., Ltd.

How can I contact Alan Kwan?

You can use AeroLeads to view verified contact signals for Alan Kwan at Guolian Securities (H.K.) Co., Limited, including work email, phone, and LinkedIn data when available.

What schools did Alan Kwan attend?

Alan Kwan holds Llb, Law from University Of London.

What skills is Alan Kwan known for?

Alan Kwan is listed with skills including Operational Risk, Aml, Operational Risk Management, Risk Management, Financial Risk, Equities, Securities, and Enterprise Risk Management.

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