• Responsible to establish and drive AML governance forums which enable effective oversight, and monitoring of trends, across key risk indicators.• Managing audits/regulator exams readiness in planning and monitoring AML controls and procedures to ensure adherence to the corporate and KYC Standards/Appendices.

• Responsible for APAC Wholesale Loan Operations groups in optimizing internal controls establishments and maintaining the risk management and control framework to ensure consistent application of Global Wholesale Loan Ops best practices and control standards.• Responsible for internal controls establishments and audit readiness.• Worked closely and effectively with internal/external auditors, compliance and regulators.

• Responsible for strategic business planning such as productivity improvement, systems enhancement, design and implementation of the department’s goals and objectives.• Worked closely with Global IB Risk group for Profit & Loss (P&L) reconciliation, balance sheet substantiation, and capital reporting related to syndicated loans.• Responsible for monthly balance sheet and income statement adjustment when appropriate via SAP general ledger system as well as clearing the year-end charge-off/recovery GL accounts.• Worked closely with various individuals across the organization including senior management, project managers, analysts, area expert users, technology, control specialist, and auditors.

• Extensive responsibility for strategic business planning, design and implementation of the department goals and objectives.• Understood complex provisions of plan document and ensured that plan provisions are not violated. Also reviewed and interpreted Court Orders-QDRO.• Reviewed and approved 401(k) loans, hardships, and distributions.• Developed accounting work procedures for distribution, increased efficiency.