Barbara Docherty Email & Phone Number

Kilmarnock, Gb

Glasgow, Scotland, United Kingdom

Leading a team of 12 Transaction Monitoring Analysts. Providing support and feedback as well as being involved in change.

Glasgow, Scotland, United Kingdom

Analysing alerted payments or trades for potential money laundering and terrorist financing risksInvestigating customer transactions as part of periodic and event-driven customer KYC reviewsEngaging with relevant stakeholders including front-office relationship managersEscalating confirmed suspicious activities to the Suspicious Activity Reporting UnitCompiling and advising on investigation data for market alertsObserving industry trends and speaking up about potential opportunities to improve our tools, processes and products

Edinburgh, Scotland, United Kingdom

Edinburgh, Scotland, United Kingdom

Investigating cases of potential Money Laundering

Edinburgh, United Kingdom

Working in the capability function of Financial Crime Threat Mitigation and dealing with the recruitment of new staff from business justifications to engaging with the recruitment team. I also have oversight of the FCTM budget and I am responsible for keeping up to date with the travel and anything else which may eat into this. I work in helping to set the Target Operating Model and keeping headcount within the accepted range. Other tasks involve data analysis and providing MI to management teams.

Glasgow, United Kingdom

Working on GDPR project.Engagement with business experts to understand current business processes and/or transitional and future requirements.Analysis of business issues and needs by using the appropriate business analysis methodologies and techniques.Planning/Facilitation/delivery of workshops from initial problem statements, requirements and data gathering through to implementation planning and delivery support.Ability to apply an appropriate level of challenge to ensure positive outcome

Edinburgh, United Kingdom

Monitoring FCC Monitoring & Testing , gathering information from Regional and External sources to assess potential impacts and identifying risks.Assessing the adequacy and effectiveness of the organisation’s actions in meeting regulatory requirements.Conducting reviews of control measures in place throughout the business.Leading and analysing the programme to assess the adequacy of actions taken by the organisation to address identified deficiencies in managing Financial Crime Risk

Glasgow, United Kingdom

Remediation project working on client money accounts.Liaising with stakeholders both internal and external to gain information on accounts.Producing MI in relation to accounts completed and closed.

Daily and monthly MI for complaints team. Complaints root cause analysis.

Glasgow, United Kingdom

Working in Mortgage Endowment mid-selling complaints from customers and third parties.

Glasgow, United Kingdom

Responsible for the training and up skilling of staff in the personal pensions team. Also responsible for escalations within the team and resourcing.