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@creativefinancialgroup.com
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2 phones found area 615
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LinkedIn matched
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Barbara Exter is listed as Agency Supervisory Officer at CREATIVE Financial Group at Creative Financial Group, a company with 197 employees, based in Newtown Square, Pennsylvania, United States. AeroLeads shows a work email signal at creativefinancialgroup.com, phone signal with area code 615, and a matched LinkedIn profile for Barbara Exter.
Barbara Exter previously worked as Agency Supervisory Officer and Financial Advisor at Creative Financial Group and Branch Office Examiner at H. Beck, Inc.. Barbara Exter holds Business Administraton from University Of Delaware.
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AeroLeads found 1 current-domain work email signal for Barbara Exter. Compare company email patterns before reaching out.
Registered Principal, MML Investors Services, LLC.FINRA Licensed Series 7, 24, 52. 63, 66, 26Delaware Life/Accident/Health LicenseI am a registered representative of and offer securities and investment advisory services through MML Investors Services, LLC, member SIPC (www.sipc.org). Supervisory address 111 Continental Drive, Newark, Delaware 19713. 302-781-1090I am licensed to sell insurance in Delawarewww.1creative.com/licensing
Listed skills include Compliance, Financial Services, Regulatory Requirements, Securities Regulation, and 1 others.
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Newark, DE
Monitoring, tracking and approval of Financial Services Representative and Financial Adviser activities for compliance with regulatory guidelines including correspondence review, trade review, advertising review, social media monitoring, email surveillance, replacements, outside business, etc. Individual Representative reviews and training.
Branch office examinations of remote offices including OSJ, RIA and IAR representatives. Performed all preparation work (including travel arrangements), follow up, reporting and escalation of issues. Consulted on practice compliance and management. Coordinated with regulators' visits and examinations and assisted with revisions of audit procedures and new.
Asset management and review, asset rebalancing and product allocation in trust account portfolios. Research and recommendation of mutual fund and separate account advisory platform components. Assisted Trust Officers, compiled account proposals, created Investment Policy Statements, approved new accounts and performed general trust administration.
Investment Product Manager: Relationship Management and key contact liaison for non-proprietary Variable Annuities, Variable Life, Mutual Funds, 401(k), 403(b), 529 Plans, and Fee Based Managed Account Products for two Broker Dealers and three distribution channels
Compliance and suitability review of new mutual fund and annuity business submitted to broker dealer service center. Resolution of outstanding issues, compliance consulting, and relationship building. Assisted on several major projects and was involved in editing and reviewing compliance procedures and manuals
Office and Operations management for small independent Broker/Dealer. Duties included asset management and accumulation, Investment Advisory, Financial Planning, Compliance, Surveillance, Human Resources, Contracting, Licensing, Trading, Training, and many other management activities.
Other employees you can reach at creativefinancialgroup.com. View company contacts for 197 employees →
Jake Nagy
Colleague at Creative Financial Group
Neptune, New Jersey, United States, United States
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MP
Matt Pratzner
Colleague at Creative Financial Group
Glen Mills, Pennsylvania, United States, United States
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FS
Frank Savasta
Colleague at Creative Financial Group
New York City Metropolitan Area, United States
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JH
Jason Hine
Colleague at Creative Financial Group
Trenton, New Jersey, United States, United States
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JC
Jennifer Calhoun Baker
Colleague at Creative Financial Group
Greater Philadelphia, United States
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BW
Bartolacci Wayne
Colleague at Creative Financial Group
Morrisville, Pennsylvania, United States, United States
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JV
Justin Vera
Colleague at Creative Financial Group
West Orange, New Jersey, United States, United States
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SM
Sarah Murphy
Colleague at Creative Financial Group
Newtown Square, Pennsylvania, United States, United States
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JM
John M. Klusarits
Colleague at Creative Financial Group
Newtown Square, Pennsylvania, United States, United States
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JU
Jim Unger
Colleague at Creative Financial Group
Newtown Square, Pennsylvania, United States, United States
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Activities and Societies: Varsity Field Hockey, National Honor Society, Latin Club, Student Council
Quick answers generated from the profile data available on this page.
Barbara Exter works for Creative Financial Group.
Barbara Exter is listed as Agency Supervisory Officer at CREATIVE Financial Group at Creative Financial Group.
AeroLeads has found 1 work email signal at @creativefinancialgroup.com for Barbara Exter at Creative Financial Group.
AeroLeads has found 2 phone signal(s) with area code 615 for Barbara Exter at Creative Financial Group.
Barbara Exter is based in Newtown Square, Pennsylvania, United States while working with Creative Financial Group.
Barbara Exter has worked for Creative Financial Group, H. Beck, Inc., Guardian Life Insurance, Nationwide Financial-1717 Capital Management, and Nationwide Financial.
Barbara Exter's colleagues at Creative Financial Group include Jake Nagy, Matt Pratzner, Frank Savasta, Jason Hine, and Jennifer Calhoun Baker.
You can use AeroLeads to view verified contact signals for Barbara Exter at Creative Financial Group, including work email, phone, and LinkedIn data when available.
Barbara Exter holds Business Administraton from University Of Delaware.
Barbara Exter is listed with skills including Compliance, Financial Services, Regulatory Requirements, Securities Regulation, and Regulatory Compliance.
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