Barrett Dipaolo Email & Phone Number

New York, Ny, Us

Sichenzia Ross Ference LLP provides experienced, professional representation in all matters involving the securities industry, as well as in general corporate, litigation, real estate and trusts & estates matters. Our clients range from start-ups to established, listed companies. They include public and private corporations, partnerships, broker-dealers, investment banks, investment advisors, registered personnel, public and corporate customers and investors, and other entities. We also advise institutional investors on transactions involving complex securities laws. Our practice includes the representation of clients located in the United States and throughout the world. Our areas of expertise include corporate finance, including initial and secondary public offerings, corporate and commercial transactions, mergers and acquisitions, securities litigation and arbitration, administrative practice before regulatory agencies, and broker-dealer regulation. In addition, we are experts at listing companies on both the NASDAQ and New York Stock Exchange and provide guidance to Boards of Directors and corporate managers who now operate in an increasingly complex and changing landscape of securities rules, litigation risks, regulatory oversight and investor scrutiny.

Securities, mergers and acquisitions, and general corporate matters; represented public companies as general and securities counsel; alternative public offerings through reverse triangular mergers and PIPE transactions (common stock, warrants, convertible debt); private company offerings of equity and debt; public company reporting obligations (Forms 10-K, 10 Q and 8-K, proxy statements, Schedules 13D and 13G and Forms 3, 4 and 5) and issues under Regulations FD and G; FINRA compliance; and corporate governance and Sarbanes-Oxley compliance.

Us

• Public and private offerings of equity and debt securities (including equity and credit derivatives); • Secured and unsecured borrowings and structured financings; • Strategic investments, acquisitions and joint ventures; • Public company reporting obligations (Forms 10-K, 10 Q and 8-K, proxy statements, Schedules 13D and 13G and Forms 3, 4 and 5) and issues under Regulations FD and G; • Corporate governance matters for the public parent company, including the annual meeting of stockholders and meetings of the board of directors and its committees, Sarbanes-Oxley compliance and NYSE corporate governance rules; • Formation of and corporate governance for subsidiaries; • Private equity, merchant banking and alternative investment funds;• Acquisition and management of corporate aircraft; and • Charitable foundations, other philanthropic activities and art collections.

Munich, De

• Acquisitions and dispositions of high-technology businesses, including mergers, stock sales and asset sales, and joint ventures with major international industrial and technology companies; • Venture capital investments in wireless communications technology companies; • Equity, debt and lease financings for financial services subsidiaries (including vendor equipment financing); purchases and sales of loans, leases and other investments; arranging of third-party financings;• Developing and investing debt and equity in independent power generation projects in North and South America;• Internal restructurings and reorganizations; and• Legal entity formation and governance.

New York, Ny, Us

• Public offerings and private placements of equity and debt securities (including common and preferred stock, convertible debt, commercial paper and medium-term notes);• Secured and unsecured, recourse and non-recourse revolving credit and term loan facilities;• Project financings by means of tax-exempt municipal securities; • Stock and partnership interest acquisitions;• Confidentiality agreements; and• Corporation and partnership formation, governance and dissolution.

Jd, Law

Ab, Classical Languages

Education record

Education record