Barrett Schultz Email and Phone Number
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Barrett Schultz personal email
Barrett Schultz phone numbers
Financial Services Senior Executive and Board Member with 28 years of expertise building and maintaining complex operational and compliance programs for multifaceted companies including broker-dealers, registered investment advisors, and investment companies to adhere to all applicable SEC, FINRA, and state securities agency's within the regulatory framework.
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Chief Operating OfficerRealta WealthSan Antonio, Tx, Us
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Chief Compliance OfficerAshton Thomas Private Wealth Jun 2024 - PresentScottsdale, Arizona, Us -
Managing PrincipalBarrett Schultz Consulting May 2005 - PresentI am the managing principal of Barrett Schultz Consulting. I oversee the firm's logistical systems and operations. I have 18 years of experience in the financial services industry, and I hold a Series 6, 7, 14, 63 and 24 securities license. I received my bachelor’s degree in Finance from the University of Texas in San Antonio and my MBA from the University of the Incarnate Word. I presently contract out my services to several different broker dealers and investment companies.
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Chief Compliance OfficerRealta Wealth Sep 2021 - Jun 2024Wilmington, Delaware, Us
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Vp Of Operations And Chief Compliance OfficerMcnally Financial Services Corporation Jan 2011 - Sep 2021San Antonio, Texas, UsExperienced Chief Compliance Officer and financial services senior executive with significant experience advising broker dealers and registered investment advisors and overseeing all FINRA registered and non-registered branches. Series 6, 7, and 24 licenses -
President And Chief Compliance OfficerIlg Securities Dec 2006 - Jun 2018I serve as the Chief Compliance Officer and AML Officer for the Broker Dealer. I oversee the annual audits, FINRA registrations, annual compliance meeting, and all regulatory and firm element training and report directly to the board of directors.
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Chief Compliance OfficerInvestors Life Insurance Company Of North America - Seperate Accounts Oct 2009 - May 2018I serve as the Chief Compliance Officer of the Separate Accounts business of the Investment Company. I ensure that the firm complies with all applicable SEA rules and regulations and I oversee all of the annual audits.
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Managment ConsultantU.S. Global Investors Nov 2005 - Nov 2008San Antonio, Tx, Us -
ConsultantHmpp Llc Dec 2005 - May 2006
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ConsultantFinancial Industries Corp. Sep 2004 - Apr 2006
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ManagerUsaa 1992 - 2004San Antonio, Texas, Us
Barrett Schultz Skills
Barrett Schultz Education Details
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The University Of Texas At San AntonioFinance -
University Of The Incarnate WordGeneral
Frequently Asked Questions about Barrett Schultz
What company does Barrett Schultz work for?
Barrett Schultz works for Realta Wealth
What is Barrett Schultz's role at the current company?
Barrett Schultz's current role is Chief Operating Officer.
What is Barrett Schultz's email address?
Barrett Schultz's email address is bs****@****ial.com
What is Barrett Schultz's direct phone number?
Barrett Schultz's direct phone number is +121039*****
What schools did Barrett Schultz attend?
Barrett Schultz attended The University Of Texas At San Antonio, University Of The Incarnate Word.
What skills is Barrett Schultz known for?
Barrett Schultz has skills like Financial Services, Investments, Internal Audit, Finance, Finra, Strategic Planning, Management, Risk Management, Securities, Series 7, Mutual Funds, Auditing.
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