Bee Sevikul Email & Phone Number

San Francisco, CA, US

San Francisco Bay Area

Interface with the industry trade clearing utilities Options Clearing Corp (OCC) and Depository Trust & Clearing (DTCC), Exchange customers and various NYSE/ ICE teams to answer questions and offer suggestions regarding trade clearing and post trade processing. Participates in industry meeting with OCC and DTCC. Manage new Options Exchange trading product.

San Francisco Bay Area

Supervised and managed all daily operational trading floor activities of assigned trading zone. Responsible for enforcement of trading floor rules and regulation for open out-cry trading. Interpreted Rule 6 and associated rule changes in real time trading scenarios. Developed strategy for internal and external regulatory examinations, collaborated with.

Managed all daily operational trading floor activities. Routinely reviewed, investigated, and wrote a detail Unusual Activities Report. Collaborated with FINRA and NYSE regulation with respect to Unusual Activity Report (UAR). Assisted Market Management department with reviewing and applying standardized obvious error decisions; documenting all necessary.

Collected and analyzed data to evaluate operational issues and process client’s inquiries. Worked with brokers and traders to create a fair and orderly market for all options series in assigned stocks. Wrote detailed Unusual Activity Reports (UARs), routinely reviewed and investigated unusual trading activity for evidence of violations. Assisted Pacific.

San Francisco Bay Area

Traded customer orders in fast paced open-out-cry trading pit. Ensured that trading floor rules, crossing rules and floor decorum rules were being observed in assigned pit. Interfaced with traders, upper management, brokers and firm personnel to provide excellent customer service in specialized area of regulatory responsibility. Reviewed new customer.