Working as a client service representative for EMEA clients for listed derivatives.

Client Facing Middle Office (CFMO): Act as the primary interface between front and back office and ensure the smooth transition of transactions carried out by the trading desks. Manage events related to product life (maturity, settlement, etc.) Provide assistance to client with the onboarding, liaising with various internal departments for the necessary static data set-ups prior to the commencement of transactions. Arrange monthly review meetings with high net worth clients and record feedback and follow-up on action points with internal and external parties. Escalate unusual activity (high or low volumes, new client activity, slow systems, delayed approvals, etc). Awareness of risks attached to the processes and escalation of potential risks to the concerned officer. Manage and configure client accounts as well as various products offered by the Group.  Liaise with executing brokers, clearing brokers, custodians, middleware vendors, fund managers on a daily basis to ensure the effective administration of derivative transactions, maintaining internal and external relationships.

Part of ETD Trade Breaks Management Team for one of the biggest financial services companies in the worldPrimary responsibilities include investigating breaks on or more than T+1 between Exchange and client accounts and resolving them as soon as possible to mitigate the risk.Support post trade execution of ETD instruments, including confirmation, settlement and cash movements, investigation and resolution of any resultant trade issues or transaction entry into portfolio administration systems.Also includes liaising with executing brokers, clearing brokers, custodians, middleware vendors, fund managers on a daily basis to ensure the effective administration of derivative transactions, maintaining internal and external relationships.Have an end to end understanding of team's tasks and how they relate and impact to all processes; ensuring improved ways of working are constantly identified. To proactively and continuously examine and evaluate departmental processes and procedures to ensure best practice is followed. Keep up to date with market, regulatory and business changes relating to the work of the department.

The project Liquidity Risk Control involves gathering liquidity risk data from the local data base called Datamart, analyzing and reporting valid data in a format predefined by Treasury and Liquidity Risk Managers. The process also requires reconciliation of local database with that of finance on a monthly basis.Each analyst is the owner of the specified LRD and is the sole responsible contact for Onshore, hence data accuracy is given utmost priority.Reporting:Analyzing liquidity risk data on a daily basis. The data includes Secured Funding Debt (SFD), Secured Funding Equity (SFE), Wholesale Funding (WSF), Maximum Cash Outflow (MCO), etc.Ensuring if the above data is below the threshold set by TreasuryInvestigating the breaks in case of breaches, involves liaison with Treasury and Liquidity Risk Mangers.Signing off the above reports and reporting it to the client before deadline.Ensuring adherence to Productivity, Cycle Time & Quality SLA’s.Reconciliation:Preparing MCO (Maximum Cash Outflow) Reconciliation at the end of each month.Recon is performed between local liquidity database called Datamart and database of finance called Inter Unit Clearing (IUC).Involves investigations in case of breach.I would like to highlight that I was the sole owner of this process, including gathering data, producing reconciliation file, investigating, etc.Stress TestingStress tests are performed to gauge the creditability of a bank during a period of financial crises.Performing stress test on various liquidity risk data at the beginning and end of each month.Involves preparation of adjustments based on different methods of stress testing.

Analyzing Equity research report of various brokers (Profit & Loss A/c, Balance Sheet, Cash Flow statement of various companies) under IFRS, US GAAP accounting standards. E.g. (UBS, JP Morgan, Deutsche Bank, Bank of America).Preparing earnings estimates summaryData extraction from Broker reportsGenerating reports on the above financial statementsEnsuring adherence to Productivity, Cycle Time & Quality SLA’s