Ben Ashby

Ben Ashby Email and Phone Number

Senior Vice President - Compliance and Operational Risk Manager @ Bank of America
Charlotte, NC, US
Ben Ashby's Location
Charlotte, North Carolina, United States, United States
Ben Ashby's Contact Details

Ben Ashby personal email

n/a
About Ben Ashby

As an experienced Compliance and Operational Risk Manager at Bank of America, I bring over 19 years of expertise in the Financial Services industry, spanning Consumer, Commercial, and Corporate Banking. My career has been dedicated to ensuring robust compliance frameworks and mitigating operational risks, thereby safeguarding the integrity and reputation of the institutions I serve.I have had the opportunity to work in two diverse regions: the United States and Europe, Middle East, and Africa (EMEA). This international experience has enriched my understanding of global regulatory requirements and equipped me with the skills to navigate complex cross-border compliance challenges.With a deep understanding of regulatory requirements and a proactive approach to risk management, I have successfully led initiatives that enhance operational efficiency and ensure adherence to industry standards. My experience encompasses developing and implementing comprehensive risk assessment methodologies, conducting in-depth targeted assessments, and fostering a culture of compliance across diverse banking sectors.I am passionate about leveraging my extensive knowledge to drive strategic improvements and deliver exceptional results. My ability to navigate complex regulatory landscapes and implement effective risk mitigation strategies has consistently contributed to the stability and success of the business units I've worked with.

Ben Ashby's Current Company Details
Bank of America

Bank Of America

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Senior Vice President - Compliance and Operational Risk Manager
Charlotte, NC, US
Employees:
232061
Ben Ashby Work Experience Details
  • Bank Of America
    Senior Vice President - Compliance And Operational Risk Manager
    Bank Of America
    Charlotte, Nc, Us
  • Bank Of America
    Senior Vice President - Compliance & Operational Risk Manager
    Bank Of America Feb 2024 - Present
    Charlotte, Nc, Us
  • Bank Of America
    Vice President - Compliance & Operational Risk Manager
    Bank Of America Oct 2018 - Feb 2024
    Charlotte, Nc, Us
  • Bank Of America
    Assistant Vice President - Payments Financial Crimes Manager - Global Payment Operations
    Bank Of America Sep 2017 - Oct 2018
    Charlotte, Nc, Us
  • Bank Of America
    Assistant Vice President - Sr. Business Controls Specialist - Global Payment Operations
    Bank Of America Sep 2013 - Sep 2017
    Charlotte, Nc, Us
  • Bank Of America
    Officer - Operations Analyst - Emea Global Wire Repair - Global Payment Operations
    Bank Of America Apr 2011 - Sep 2013
    Charlotte, Nc, Us
  • Lloyds Banking Group
    Senior Personal Banking Manager
    Lloyds Banking Group Aug 2008 - Apr 2011
    London, Uk, Gb
    Responsible for providing excellent service by using expertise of a range of products and services to fulfill the customers financial needs. Contacting priority customers for financial reviews during the year to complete a full financial review, this provides an enhanced level of service to increase the value of the customer to the group. When completing a financial review it is my responsibility to identify opportunities and if appropriate refer more complex financial affairs to specialist advisor colleagues. As well as seeing pre-booked appointments another task is to develop and maintain a close relationship with service staff to generate quality referrals and cross-selling opportunities. As a Senior Personal Banking Manager I was also responsible for the compliant sales made within the branch and adherence to the FCA Regulations. In addition to the above, I was authorised and regulated by the FCA and maintained FCA regulated licenses such as lending and general insurance licenses that enabled me to meet the needs of Lloyds Banking Group customers. Achievements: Top Senior Personal Banking Manager in the London and South East region in 2008, 2009 and 2010. Was also in the top 10 nationally in 2008 and 2009.
  • Lloyds Banking Group
    Personal Banking Manager
    Lloyds Banking Group Sep 2006 - Aug 2008
    London, Uk, Gb
    Responsible for providing excellent service by using expertise of a range of products and services to fulfill the customers financial needs. Contacting priority customers for financial reviews during the year to complete a full financial review, this provides an enhanced level of service to increase the value of the customer to the group. When completing a financial review it is my responsibility to identify opportunities and if appropriate refer more complex financial affairs to specialist advisor colleagues. As well as seeing pre-booked appointments another task is to develop and maintain a close relationship with service staff to generate quality referrals and cross-selling opportunities. As a Personal Banking Manager I was also responsible for the compliant sales made within the branch and adherence to the FCA Regulations. In addition to the above, I was authorised and regulated by the FCA and maintained FCA regulated licenses such as lending and general insurance licenses that enabled me to meet the needs of Lloyds Banking Group customers. Achievements: Top Personal Banking Manager in the London and South East region in 2008, 2009 and 2010. Was also in the top 10 nationally in 2008 and 2009.
  • Lloyds Banking Group
    Customer Service Officer
    Lloyds Banking Group Aug 2005 - Sep 2006
    London, Uk, Gb
    When people pay a visit to their local Lloyds TSB branch, I wanted them to leave with just one impression: that Lloyds TSB Bank was the right choice.Whether I was greeting people at the welcome desk, serving them at the counter or at any other area of the branch, my role is to help customers get the great service they deserve.That might mean simply answering a question or processing a transaction, but I was also there to find out how I can do more – by making recommendations on a range of products and services.In the process, I exceeded personal targets, helping the bank achieve their overall performance targets. In 2006 I was highlighted as the top Customer Service Officer in the UK for my service to clients and how my recommendations exceeded client expectations.During this time the role gave me the ability to thrive in a busy, client orientated environment, enjoying the challenges and rewards involved in dealing with hundreds of different clients with hundreds of different queries.
  • Thamesview School
    It Support Analyst
    Thamesview School Jun 2005 - Aug 2005
    After leaving Thamesview Secondary School in June 2005 I was invited back to support the desktop support engineers on re-banding desktop PC's throughout the school and migrating existing applications across onto the new PC's. Any obsolete hardware was reset to default settings and recorded.

Ben Ashby Skills

Banking Trade Finance Retail Banking Credit Commercial Banking Risk Management Consumer Lending Relationship Management Credit Cards Financial Services Cross Selling Payments Customer Service Microsoft Excel Swift Alliance Gbs Problem Solving Treasury Services Swift Payments Ofac Treasury Management Operational Risk Management Branch Banking Financial Risk Internal Audit Access Governance Payment Systems Back Office Electronic Payments Basel Ii Due Diligence Auditing Process Management Funding Account Reconciliation Enterprise Risk Management Operations Management Branch Management Banking Relationships Risk Analysis Prime Brokerage Transaction Processing Client Services Core Banking Debit Cards Internet Banking Business Relationship Management Treasury

Ben Ashby Education Details

  • Thamesview Secondary School
    Thamesview Secondary School
    Design Tech
  • Thamesview Secondary School
    Thamesview Secondary School
    Information Communcation And Technology

Frequently Asked Questions about Ben Ashby

What company does Ben Ashby work for?

Ben Ashby works for Bank Of America

What is Ben Ashby's role at the current company?

Ben Ashby's current role is Senior Vice President - Compliance and Operational Risk Manager.

What is Ben Ashby's email address?

Ben Ashby's email address is be****@****ail.com

What schools did Ben Ashby attend?

Ben Ashby attended Thamesview Secondary School, Thamesview Secondary School.

What skills is Ben Ashby known for?

Ben Ashby has skills like Banking, Trade Finance, Retail Banking, Credit, Commercial Banking, Risk Management, Consumer Lending, Relationship Management, Credit Cards, Financial Services, Cross Selling, Payments.

Who are Ben Ashby's colleagues?

Ben Ashby's colleagues are Ayana Barrett, Brajesh Purohit, Hiwot Ayalew, Rizza M., Rammohan Yenumula, Yeshashwini Rajshekar, Mohiuddin Mahi.

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