Ben Ellsworth Email & Phone Number

New York, Ny, Us

San Francisco Bay Area

- Proactively prepared Chief Compliance Officers and broader compliance teams for SEC Examinations by analyzing and organizing complex compliance documentation- Analyzed a wide range of Firms' marketing materials to ensure they included appropriate disclaimers, accurate data, and sufficient sourcing- Thoroughly experienced with regulatory filings, including Form ADV, Form PF, Form 13F, Form 13H, and Form NP-X- Conducted analytical testing of Hedge Fund Trading (U.S. and EU markets), Personal Trading, Political Contributions, Social Media, Electronic Communications, and Vendor Due Diligence to maintain Firms' compliance programs- Monitored Firms' compliance technology platforms to review and approve Gifts & Entertainment Requests, Trade Requests, Outside Business Activities, and other potential Conflicts of Interest- Overhauled Firms' Compliance Manuals and Codes of Ethics to account for the SEC's 2022 New Marketing Rule- Carried out compliance trainings for new employees

San Francisco, California, United States

San Francisco, California, United States

San Francisco Bay Area

- Optimized and organized the scheduling process by creating detailed Excel documents on upcoming events and meetings- Proactively navigated and processed casework with federal agencies for over 200 constituents- Prioritized partnerships by maintaining professional and timely correspondence with various businesses, nonprofits, and government officials

San Francisco Bay Area

- Served as a liaison between colleagues and high-level business leaders by managing multiple schedules and organizing bilateral meetings- Drafted over 18,000 responses to business leaders to improve their sales, marketing, finance, and supplier risk departments- Fostered new opportunities by closing a $125,000 deal with a Fortune 500 company

Washington D.C. Metro Area

- Successfully met deadlines for multiple legislative projects by monitoring congressional hearings, conducting policy research, and writing summary memos for senior staff- Implemented efficient communicative strategies to manage constituent phone calls, organize press materials, greet high-profile guests of the Senator, and provide Capitol Hill tours to visitors- Exceeded expectations by volunteering to organize the senator’s daily schedules and event requests into Intranet Quorum (IQ), thereby increasing public transparency and office efficiency

Berkeley, California, United States

- Personally advised over 1,000 students on how to navigate the social and financial logistics of living abroad- Increased visibility of the LGBTQ+ community in study abroad through digital media and public speeches- Instituted a best practices approach to help low-income students access scholarship funds

Berkeley, California, United States

- Achieved organizational objectives by effectively managing a team, enabling us to publish two full-length magazines- Secured over $3,000 in funding for future editions through self-motivated negotiations with Berkeley’s student government

Sheung Wan, Hong Kong

- Generated positive brand awareness by successfully managing a digital media campaign that scaled marketing efforts throughout Hong Kong- Utilized new technology like Salesforce to streamline outreach efforts to over 200 local clients and nonprofit partners- Contributed to environmental projects that worked to curb Hong Kong's pollution and promote better living conditions for local residents

Bachelor Of Arts - Ba, Political Economy

Activities and Societies: Berkeley Study Abroad Office, UC Washington Program (UCDC), Berkeley Global Internships (Hong Kong), Cal.

Paris, France: French Language And Politics