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A dependable, highly-motivated professional with experience in business, government, and nonprofit offices. Skilled in analytical and client-focused work.
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Compliance AnalystCvcNew York, Ny, Us -
Senior AssociateOptima Partners Sep 2024 - PresentSan Francisco Bay Area- Proactively prepared Chief Compliance Officers and broader compliance teams for SEC Examinations by analyzing and organizing complex compliance documentation- Analyzed a wide range of Firms' marketing materials to ensure they included appropriate disclaimers, accurate data, and sufficient sourcing- Thoroughly experienced with regulatory filings, including Form ADV, Form PF, Form 13F, Form 13H, and Form NP-X- Conducted analytical testing of Hedge Fund Trading (U.S. and EU markets), Personal Trading, Political Contributions, Social Media, Electronic Communications, and Vendor Due Diligence to maintain Firms' compliance programs- Monitored Firms' compliance technology platforms to review and approve Gifts & Entertainment Requests, Trade Requests, Outside Business Activities, and other potential Conflicts of Interest- Overhauled Firms' Compliance Manuals and Codes of Ethics to account for the SEC's 2022 New Marketing Rule- Carried out compliance trainings for new employees -
AssociateOptima Partners Compliance Advisory Apr 2023 - Sep 2024San Francisco, California, United States -
Senior AnalystOptima Partners Compliance Advisory Dec 2021 - Apr 2023San Francisco, California, United States -
District Scheduler & Representative For Congressman Mark Desaulnier (Ca-11)U.S. House Of Representatives Aug 2021 - Dec 2021San Francisco Bay Area- Optimized and organized the scheduling process by creating detailed Excel documents on upcoming events and meetings- Proactively navigated and processed casework with federal agencies for over 200 constituents- Prioritized partnerships by maintaining professional and timely correspondence with various businesses, nonprofits, and government officials -
Business Development RepresentativeDun & Bradstreet Dec 2020 - Aug 2021San Francisco Bay Area- Served as a liaison between colleagues and high-level business leaders by managing multiple schedules and organizing bilateral meetings- Drafted over 18,000 responses to business leaders to improve their sales, marketing, finance, and supplier risk departments- Fostered new opportunities by closing a $125,000 deal with a Fortune 500 company -
Legislative Intern For Senator Kirsten Gillibrand (Ny)United States Senate Jan 2020 - Mar 2020Washington D.C. Metro Area- Successfully met deadlines for multiple legislative projects by monitoring congressional hearings, conducting policy research, and writing summary memos for senior staff- Implemented efficient communicative strategies to manage constituent phone calls, organize press materials, greet high-profile guests of the Senator, and provide Capitol Hill tours to visitors- Exceeded expectations by volunteering to organize the senator’s daily schedules and event requests into Intranet Quorum (IQ), thereby increasing public transparency and office efficiency -
Berkeley Study Abroad Peer AdviserUniversity Of California, Berkeley Jan 2019 - Dec 2019Berkeley, California, United States- Personally advised over 1,000 students on how to navigate the social and financial logistics of living abroad- Increased visibility of the LGBTQ+ community in study abroad through digital media and public speeches- Instituted a best practices approach to help low-income students access scholarship funds -
Editor-In-ChiefCal Berkeley Democrats May 2017 - Apr 2018Berkeley, California, United States- Achieved organizational objectives by effectively managing a team, enabling us to publish two full-length magazines- Secured over $3,000 in funding for future editions through self-motivated negotiations with Berkeley’s student government -
Administrative AssistantClean The World Jun 2017 - Aug 2017Sheung Wan, Hong Kong- Generated positive brand awareness by successfully managing a digital media campaign that scaled marketing efforts throughout Hong Kong- Utilized new technology like Salesforce to streamline outreach efforts to over 200 local clients and nonprofit partners- Contributed to environmental projects that worked to curb Hong Kong's pollution and promote better living conditions for local residents
Ben Ellsworth Education Details
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Political Economy -
Paris, France: French Language And Politics
Frequently Asked Questions about Ben Ellsworth
What company does Ben Ellsworth work for?
Ben Ellsworth works for Cvc
What is Ben Ellsworth's role at the current company?
Ben Ellsworth's current role is Compliance Analyst.
What is Ben Ellsworth's email address?
Ben Ellsworth's email address is be****@****ers.com
What is Ben Ellsworth's direct phone number?
Ben Ellsworth's direct phone number is (303) 554*****
What schools did Ben Ellsworth attend?
Ben Ellsworth attended University Of California, Berkeley, University Of California Education Abroad Program.
Who are Ben Ellsworth's colleagues?
Ben Ellsworth's colleagues are Agnes Dina Oualitsen, Connor Hartl, Aaron Xatse, Michael Stash, James Lawson, Cara C., Malcolm Shaw.
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Ben Ellsworth
Sober Father & Husband |Transformational Executive Coach | Ipec | Founder Of Reset Rising | Empowering Leaders To Align, Lead, And ThriveNorth Charleston, Sc -
1me-ins.com
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