Ben Marks Email & Phone Number

Sydney, NSW, AU

Sydney, NSW, AU

First Sentier Investors is a global fund manager with over A$200 billion under management across 16 investment strategies in equities, fixed income, multi-asset solutions and infrastructure.

• The AALM:
• provides a forum for Australian Names to meet and exchange experiences, and expand their knowledge of Lloyd’s and
• ensures that the special needs and interest of Australian Names as a group be represented to the best ability of both the Association of Lloyd’s Members (in the UK) and Lloyd’s to Government in both Australia and the UK.

Sydney, NSW, AU

• 2015 -March 2017 Head of Audit - BT Financial Group and Credit Portfolio ReviewHave also held the following positions within Group Audit at Westpac:
• 2015 - Head of Audit, Wealth, Consumer and Business Banking
• 2011 - Head of Audit for Australian Financial Services covering the Westpac Retail and Business Bank, St George Banking Group and the BT Financial Group)
• 2006 - Head of Audit, Westpac Institutional Bank
• 2003 - Head of Audit, BT Financial Group

New York, NY, US

• As part of the Asia Pacific Internal Audit team, managed the audit coverage of Merrill Lynch Investment Managers (MLIM) in the Asia Pacific Region including Australia. Have also managed the audit coverage of Corporate.
• Member of the MLIM Australia Process Risk Control Committee whose role is to supervise operational risk control matters arising in the Investment Management business.
• Represent the Audit group at meetings of the MLIM Australia Compliance Committee

• Manage an Internal Audit Department of 13 professional staff and one administrator.
• Financial and Technology audit coverage of the Australian and New Zealand managed businesses including the Fiduciary Business Group (Funds Management, Margin Lending and Portfolio Services) and the Investment Bank.
• Report to the General Auditor – Bankers Trust Corporation (New York), the Managing Director of Bankers Trust Australia Limited (BTAL) and the Board of Directors of the BTAL Group. Also report to the Audit Committee of.
• Member of the Risk Control Committees, established under delegation of the Board of Directors, whose role is to supervise risk control matters arising in the Investment Bank and Fiduciary Business Group.

Sydney, NSW, AU

• Technology audit work for up to 30 clients in mainly banking, finance, insurance and manufacturing sectors. Reported directly to the Computer Audit Partner. Clients included: - Citibank; MLC, CIBC, Security Pacific.
• Systems development and pre-implementation reviews.
• Technology infrastructure and security.
• Development of CAATS (computer assisted audit techniques)

Education record

Bachelor'S Degree, Accounting And Finance

Bachelor'S Degree, Accounting And Information Systems