Bendukai Bouey Email and Phone Number
Bendukai Bouey's Location
Charlotte, North Carolina, United States, United States
Bendukai Bouey's Contact Details
Bendukai Bouey work email
- Valid
- Valid
- Valid
- Valid
Bendukai Bouey personal email
n/a
Bendukai Bouey phone numbers
About Bendukai Bouey
Attorney, experienced executive and business professional with over 25 years of experience. Entrepreneurial with a mature manager's understanding for building systems and controls to manage risk, promote growth and ensure sustainability.
Bendukai Bouey's Current Company Details
Bendukai Bouey Work Experience Details
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Chief Compliance OfficerStepstone Group Jun 2023 - PresentNew York, Ny, Us
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Chief Compliance Officer And CounselWilshire Nov 2012 - Jun 2023Santa Monica, Ca, UsCCO for global and multi-faceted asset manager with a large pension consulting practice; private equity advisory and fund of funds; hedge fund of funds/risk premia platform; financial intermediary advisory practice; and Mutual Fund/Variable Insurance Trust complex. In depth knowledge of financial industry regulations (‘40s Investment Company and Advisers Act; ‘33 Securities Act & ‘34 Securities Exchange Act; FINRA rules, ERISA; AIFMD, ISDA Protocols; etc.) • Manage an independent and objective team to evaluate risk and implement compliance program • Develop policies and procedures for effective global compliance program • Work with COO to develop and implement standard operational policies and procedures and systems to mitigate and manage risk, better serve clients best interest, conform to market practices and assure conformity with relevant rules and regulations • Manage relationships with appropriate regulators and effectively guide Wilshire through regulatory engagements (three (3) SEC exams and one (1) NFA exam during tenure) • Implement compliance systems (Schwab Compliance Technologies, Cornerstone Learning Management System, Dasseti vendor DD, proprietary databases) to more efficiently and effectively manage compliance. • Internal reporting (i.e. annual compliance review, Commodity Pool Operator self-exam) and external regulatory filings (form ADV, form PF, NFA quarterly and annual disclosures, ISDA protocols, etc.) • Manage compliance for Wilshire’s hedge fund platform and private equity fund of funds, including, marketing and distribution, AML/KYC, etc.• Perform due diligence on sub-advisors and service providers to assure their compliance with relevant regulations and fund policies and procedures• Assist in the development and launching of various investment products (private and public).CCO for Wilshire’s mutual fund and variable insurance trust. Report to the board and the trustees in the implementation of the funds 38a-1 compliance program. -
General Corporate AttorneyAttorney At Law Jun 2010 - Nov 2013General corporate legal services, specializing in financial services. Private equity and hedge fund offerings; Business Development Company public offering; blue sky filings, state and federal filings for registered investment advisers and FINRA filings for broker dealers. Engaged regularly with the SEC and FINRA. -
Client Relationship ManagerHorizon Asset Management, Inc. Apr 2008 - Jun 2010Sales and investor relations to both institutional and high net worth individuals for Horizon Asset Management, a multi-billion dollar investment manager.
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Director And General CounselTriton Pacific Capital Partners Feb 2002 - Feb 2007Los Angeles, Ca, UsGeneral Counsel & Chief Compliance Officer GC to private equity firm and CCO for captured broker dealer through which we distributed funds. Fund formation, fund distribution and limited partnership negotiations, deal sourcing, structuring and managing. Developed novel parallel fund and co- investment structures to facilitate distribution of funds to retail investors through RIAs and the independent broker dealer channel. Developed, implemented and monitored the compliance policies and procedures for the firm’s captured broker dealer and led the private equity group through transition to register as investment advisory firm in compliance with Dodd Frank Regulatory Reform Act.Director, Private Capital Managed investor relationships for Triton Pacific. Developed and maintained relationships with RIAs, independent broker dealers, high net worth investors, institutional investors, wealth managers and financial advisors. Developed independent broker dealer distribution network. Transformed the capital base from club deal participation to pooled investors. Increased assets under management by 4X. Grew investor base from 100 to over 600. Implemented investor relations software (salesforce.com) and fund admin system (Relevant Equity Works). -
AssociateTriton Pacific Capital Aug 1998 - Dec 2000Performed research, analysis, due diligence and marketing in association with private equity transactions. Worked with managing partner in effort to incubate mySweetpea (wrote business plan, assembled management team, prepared technical specs for this novel high tech in-house venture) and seek secondary financing.
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AssociateSullivan & Cromwell May 1997 - Aug 1998Manhattan, Nyc, UsGeneral Corporate practice specializing in ‘33 Securities Act and ‘34 Exchange Act, M&A and World Bank/EBRD prOject financings. Prepared offering circulars, closing documents and government filings (S-1, 10K, 10Q, 8K, 20F) for global public and private companies.
Bendukai Bouey Skills
Private Equity
Mergers And Acquisitions
Due Diligence
Venture Capital
Valuation
Asset Management
Private Placements
Investments
Hedge Funds
Investor Relations
Securities
Equities
Mergers
Investment Management
Finance
M&a Advisory Services
Financial Structuring
Project Finance
Financial Services
Corporate Governance
Mutual Funds
Funding
Financial Analysis
Entrepreneurship
Investment Advisory
Risk Management
Alternative Investments
Finra
Capital Markets
Investment Banking
Business Development
Executive Management
Strategic Planning
Corporate Finance
Wealth Management
Series 65
General Securities Sales Supervisor
Securities Exchange Act Of 1934
1940 Act
Investment Company Act
Regulatory Compliance
Legal Compliance
Regulatory Filings
Regulatory Risk
Writing
Networking
Bendukai Bouey Education Details
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University Of Virginia School Of LawLaw -
Cornell UniversityEconomics
Frequently Asked Questions about Bendukai Bouey
What company does Bendukai Bouey work for?
Bendukai Bouey works for Stepstone Group
What is Bendukai Bouey's role at the current company?
Bendukai Bouey's current role is Experienced financial executive, attorney and compliance officer.
What is Bendukai Bouey's email address?
Bendukai Bouey's email address is bb****@****ire.com
What is Bendukai Bouey's direct phone number?
Bendukai Bouey's direct phone number is +131026*****
What schools did Bendukai Bouey attend?
Bendukai Bouey attended University Of Virginia School Of Law, Cornell University.
What skills is Bendukai Bouey known for?
Bendukai Bouey has skills like Private Equity, Mergers And Acquisitions, Due Diligence, Venture Capital, Valuation, Asset Management, Private Placements, Investments, Hedge Funds, Investor Relations, Securities, Equities.
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