Ben Fells

Ben Fells Email and Phone Number

Head of Operational Controls at Schroders @ Schroders
London
Ben Fells's Location
United Kingdom, United Kingdom
Ben Fells's Contact Details

Ben Fells work email

Ben Fells personal email

n/a
About Ben Fells

I am an experienced professional within the Financial Services industry. Chartered Accountant, with internal audit experience within Investment Banks (Credit Suisse and UBS), reviewing key business processes, identifying issues and proposing pragmatic solutions. I transitioned to the Investment Management industry in 2014 and into the operational risk field. I recently spent 4 years as the Head of Operational Risk at Schroders Investment Management, implementing risk and control self-assessment processes, enhancing incident management and resolutions processes, and risk reporting. Significant focus was also operational risk capital modelling for ICAAP, and implementation of the ICARAs. I have spent the last year working within the Schroders Real Estate function, implementing new Financial Crime processes globally, alongside other first line risk and compliance projects. I am a natural leader of people, and place significant focus on the development of team members. I am an active of mentoring programmes for more junior staff within Schrorders, as well as undergraduates through the UpReach mentoring programme.

Ben Fells's Current Company Details
Schroders

Schroders

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Head of Operational Controls at Schroders
London
Website:
schroders.com
Company phone:
44 (0)20 7658 6000
Company email:
investorservices@schroders.com
Ben Fells Work Experience Details
  • Schroders
    Head Of Operational Controls, Real Estate
    Schroders Dec 2022 - Present
    London, Greater London, Gb
    - Responsible for developing and enhancing robust business processes over Anti-Money Laundering checks within Real Estate division globally (covering assets of over GBP25bn). These processes ensure compliance with the law and does not facilitate the use of the proceeds of crime. New processes have been implemented without the need for additional resources, thereby not incurring additional costs.-Developing processes around compliance topics that impact the Real Estate team.
  • Schroders
    Group Head Of Operational Risk
    Schroders Oct 2019 - Dec 2022
    London, Greater London, Gb
    - Built a high-performing, well-respected, global risk management team through coaching, professional development, and targeted training programs.- Developed, implemented, and managed a Risk and Control Assessment framework and methodology across the Schroders Asset Management business, covering with approx. GBP 750bn of assets under management. The business was divided over 200 business areas globally, from profit generating teams to back office and support teams. Each business area understood the risks they faced significantly better, and how to mitigate these risks. As a result, the firm was able to grow significantly and not increase the level of errors that lost money, clients or have unfavourable impacts with regulators. -Managed the firm-wide process to understand and learn from errors that did occur across the Schroders Group. As the business grew, the proportion of errors and their monetary impact decreased. -Established a robust process to determine the level of financial capital Schroders was required to hold to cover operational risks, including scenario development, modelling of risk capital estimates, and the presentation of results to senior management. -Developed management information on operational risks to senior management, legal entity boards, and risk and operating committees. This enabled entity directors and the executive management team to review where their risks were, what errors had happened and track enhancements. - Produced and presented quality written reports for senior management on operational risk matters, which enhanced the standing of the function within the organisation. Drafted key sections on operational risk management for Schroders Task Force on Climate-related Financial Disclosures and Climate Disclosure Project (CDP), contributing to an excellent external rating for the latter.
  • Schroders
    Head Of Operational Risk Assessment
    Schroders Feb 2016 - Oct 2019
    London, Greater London, Gb
  • Upreach
    Career Mentor
    Upreach Sep 2019 - Present
    London, London, Gb
    For the past 5 years I have provided mentoring to undergraduates from lower socio-economic backgrounds to realise their full career potential and secure top graduate jobs.
  • Fells Consulting Limited
    Independent Professional Consultant
    Fells Consulting Limited Jan 2011 - Feb 2016
    Providing consultancy services to the following: - operational risk services to the financial services industry, including design and implementation of risk and control assessment processes, review of risk events and oversight of internal control reports (AAF). Clients include Henderson Global Investors and Schroders. - internal audit services to the financial services industry. Clients have included M&G Investments, the Bank of England and Hermes Investment Managers.
  • Curve Accounting
    Proprietor
    Curve Accounting Sep 2007 - Oct 2010
    Curve Accounting was started in 2007 by Ben Fells when he discovered that too many business owners feel uncomfortable talking to their accountants or have no relationship with them. To combat this, Curve Accounting was created to provide small businesses with a bookkeeping and accountancy service that makes them comfortable in the knowledge that they are being looked after by their accountant.
  • Ubs Investment Bank
    Senior Internal Auditor
    Ubs Investment Bank Jun 2006 - Aug 2007
    Zurich, Ch
    Review of internal controls, report writing, discussion with senior management.
  • Credit Suisse
    Financial Controller: European And Small Entities
    Credit Suisse May 2004 - Jul 2006
    Zurich, Ch
    Financial Control: managing a team of accountants who produced monthly management accounts and annual statutory accounts for numerous small and European legal entities.
  • Credit Suisse
    Financial Accounting: Operational Risk Manager
    Credit Suisse Jun 2005 - Jun 2006
    Zurich, Ch
    Management of internal control processes, performance of internal reviews of European offices, production of key performance and risk indicators.
  • Credit Suisse
    Internal Audit Manager
    Credit Suisse May 1998 - Jun 2004
    Zurich, Ch
    Internal Audit Manager: management of internal audit reviews of equities and fixed income trading businesses, based in London and European locations.
  • Touche Ross
    Chartered Accountant
    Touche Ross Sep 1994 - May 1998
    Us

Ben Fells Skills

Management Business Development Accounting Internal Audit Small Business Internal Controls Networking Sales Business Growth Strategies Interpersonal Communication Abilities Business Process Improvement Marketing For Small Business

Ben Fells Education Details

  • Aston University
    Aston University
    International Business And Modern Languages (French)
  • Beaumont Secondary School
    Beaumont Secondary School

Frequently Asked Questions about Ben Fells

What company does Ben Fells work for?

Ben Fells works for Schroders

What is Ben Fells's role at the current company?

Ben Fells's current role is Head of Operational Controls at Schroders.

What is Ben Fells's email address?

Ben Fells's email address is be****@****ers.com

What schools did Ben Fells attend?

Ben Fells attended Aston University, Beaumont Secondary School.

What skills is Ben Fells known for?

Ben Fells has skills like Management, Business Development, Accounting, Internal Audit, Small Business, Internal Controls, Networking, Sales, Business Growth Strategies, Interpersonal Communication Abilities, Business Process Improvement, Marketing For Small Business.

Who are Ben Fells's colleagues?

Ben Fells's colleagues are John Cox, Fergus Bryans, Gregg Dalley, Ng Regina, Michael Brown, Priya Dash, Craig D..

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