Benjamin Baccot Email & Phone Number

Geneva, Switzerland

Geneva, Switzerland

Part of the First Line of Defense within the Private Bank in Geneva. My primary objective is to support the Private Banking supervision framework. -Designing, maintaining and enhancing the Front Office management framework (policies, controls, guidelines) across all risk types in coordination with the Second Line of Defense (Risk, Compliance, etc.).-Acting.

Geneva, Switzerland

Part of the First Line of Defense within the Private Bank, Risk Oversight and Control team based in Geneva. My primary objective was to support the Investment Services supervision framework.-Designing, delivering and reporting controls that provide a clear visibility of risks and behaviors within the Investment Services (Discretionary services, Advisory.

Geneva Area, Switzerland

Part of the Third Line of Defense within the Private Bank Audit team based in Geneva. Leaded complex audit engagements in various locations such as Switzerland, United Kingdom, Monaco and Dubai.-Assist the Head of Internal Audit Switzerland in developing and executing the internal audit plan.-Conduct global internal audits applying state of the art audit.

Greater New York City Area

Financial Services Auditor at KPMG LLP’s Manhattan Office. Audits carried for various reputable Investment Banks in accordance with US GAAP. Major clients: Crédit Suisse, Barclays.-Identify and communicate accounting and auditing matters to relevant stakeholders. Interact with clients to help ensure the information flow from the client to the audit team is.

Luxembourg

Financial Services Auditor at KPMG’s Luxembourg Office. Audits carried for various reputable Banks (Private Banks, Retail Banks, Development Banks), in accordance with LUX GAAP and IFRS. Major clients: Banque Degroof Petercam, Crédit Suisse, Banque BCP.-Understanding of the business of the company and identification of the risks and potential issues from.

Paris, 8 ième.

Part of the Internal Audit team dedicated to Edmond de Rothschild Investment Partners.-Contribution to the settlement of internal audit program of the bank. -Performance of financial, operational, and compliance controls in accordance with established internal policies and procedures.-Attendance of meetings with operational teams to develop an.

Paris, France

Part of the On-Boarding team dedicated to all SF financing departments (Paris desk).-Day-to-day assistance to Relationship Managers with the On-Boarding process from the beginning.-Realization of detailed research on clients' shareholding structure and operations to determine Beneficial Owners, Managing Members, Majority Shareholders and identify any.

Paris, 8ième.

Part of the Broker team and in charge of building up my own client portfolio.-Structured products sales (Equity, Indexes, Fixed Income, and Funds) to Wealth Managers, Family Offices and Private Bankers.-Price negotiation with different issuers of dedicated products. -Daily follow up of client’s portfolios and update of the Net Asset Value of the different.

Orlando, Floride, États-Unis

Disney College Program at Animal Kingdom based in Florida.-Met incoming customers and provided immediate assistance.-Stock management, selling Disney items, daily cash flow management.