Benjamin Cantor Email & Phone Number

Pittsburgh, Pennsylvania, United States

Financial Services Regulatory & Compliance Risk Advisory

Pittsburgh, Pennsylvania, United States

• Responsible for identifying and mitigating compliance risk as a member of the Independent Risk Management Dept.
• Advise business partners on the regulatory requirements of the Flood Disaster Protection Act (FDPA). This involves responding to questions from front line business partners, working with different areas of the bank to.
• Perform independent… Show more Responsible for identifying and mitigating compliance risk as a member of the Independent Risk Management Dept.
• Perform independent review and challenge of business processes, procedures and remediation of identified issues.
• Consult with internal testing areas to assist in identifying process and procedural gaps.
• Perform ad-hoc testing of business areas to identify process gaps that could lead to regulatory violations.

• Responsible for processing activities associated with commercial loan coding and OCC Data Collection
• Use independent judgment to review and validate GL and FRB coding on commercial loans
• Research commercial loan information to verify all data points associated with FRB Data submission
• Research and resolve data discrepancies that are revealed during quarterly submissions
• Use great attention to detail when reviewing approvals to ensure correct and accurate OCC codes are… Show more Responsible for processing activities associated with commercial loan coding and OCC Data Collection
• Use great attention to detail when reviewing approvals to ensure correct and accurate OCC codes are reported

• Dealer Finance Floor Plan Operations; Responsible for review and maintenance of floor plan lending relationships.
• Responsible for reconciling Floor Plan Inventory Audits performed by third party firm.
• Developed relationships with Relationship Managers and Customers to accurately communicate the findings on the audit.
• Research potential compliance issues and responsible for alerting relationship managers about potential future issues with client repayment patterns and… Show more Dealer Finance Floor Plan Operations; Responsible for.
• Research potential compliance issues and responsible for alerting relationship managers about potential future issues with client repayment patterns and inventory management.
• Maintain customer accounts on specific dealer finance systems, responsible for account maintenance and establishing accounts on the systems.

Indirect Lending Booking DepartmentLoan Documentation reviewReview Customer loan contracts to ensure accuracy and consistency with credit approval.Verify completion and accuracy of all documentation required in conjunction with loan booking.Confirm pricing based on credit policy guidelines and apply unique adjustments when applicable.

Master Of Business Administration (M.B.A.)

Key Coursework Valuation, Real Estate Finance

Bachelor Of Arts (B.A.), Economics, History, Cum Laude