Financial Crime Risk
Current• Analyze different investment profiles: individual, trusts (Irrevocable, Revocable, Testamentary) captive insurance reinsurance, special product acquisition, retirement planning, 529, entities (operating and non-operating), venture capital, funds, asset mgmt, liquidity access line etc.• Analyze an array of corporate documentation in English, Chinese and Spanish: Corporate By Laws, tax returns, financial statements, shares registry, articles of association, certificate of incorporation, W-8 just to name a few.• Work with departments such as Client Service Advisor, Compliance Risk Officer and Global Risk & Compliance, to mitigate risk for the company when engaging business in international Jurisdictions.Keep up with jurisdictional changes to facilitate the compliance of international regulations.• Familiar with the Know Your Client Standard. Ensure that all of client’s business, financials, investment interest and background qualify under the pristine standards at Morgan Stanley.
