Compliance Manager
Current- Coordinated the bank’s first SEC 10-K Cybersecurity Governance and Oversight filing
- Reduced regulatory risk by translating state and federal cybersecurity regulation into legal requirements
- Counseled and advised cybersecurity leadership on regulatory compliance requirements and best practices
- Improved efficiency of compliance activities by performing gap assessments
- Coordinated SEC, FDIC, FRB, and other regulatory incident reporting with Second Line stakeholders including Corporate Compliance, Privacy, and Legal
- Created and updated regulatory change management policies and procedures