Benjamin Weinstock Email & Phone Number

Miami-Fort Lauderdale Area

Miami/Fort Lauderdale Area

- Manage and supervise New Accounts Principal Team- Perform suitability/best interest analysis of customer transactions including variable annuities, equity index/fixed annuities, mutual funds, REITs/BDCs/Preferred offerings, mutual funds, etc. while adhering to FINRA/SEC regulations and firm guidelines- Provide expert consultation to financial.

Miami/Fort Lauderdale Area

- Manage and supervise New Accounts/Securities principal team- Handle and review escalated issues from financial professionals while providing solution oriented results.- Perform suitability analysis of customer transactions including Variable Annuities, Equity Index Annuities, REITs, and Mutual Funds while adhering to FINRA and firm guidelines..

Miami/Fort Lauderdale Area

- Perform suitability analysis of customer transactions including Variable Annuities, Equity Index Annuities, REITs, and Mutual Funds while adhering to FINRA and firm guidelines. - Supervise and review account openings for brokerage, advisory and direct business including evaluation of OFACs and Lexis Nexis reports. - Manage firm and client risk by.

Miami, Florida

- Research and execute equity trading strategies using firm capital in US cash markets- Provide analysis of market conditions by gathering key data, analyzing trends, and offer comprehensive evaluations to meet firm’s objectives - Responsible for making split second decisions on how to allocate firm capital based on reactions to real time market events.

Pershing In Lake Mary

• Researched and resolved portfolio requests from domestic and foreign broker-dealers that require special implementation due to large or complex trade figures
• Provided expert analysis of client financial data to determine appropriate dealer concessions, prices, settlement dates, sales charges, costs basis etc.
• Transacted orders quickly and efficiently for superior trade execution within pressure filled, deadline intensive work environment
• Expert liaison between broker-dealers and investment companies by answering daily questions ranging form net asset value and public offering price calculations to rights of accumulation and breakpoint schedules
• Coordinated with corporate actions group to maintain up to date requests for broker-dealer accounts
• Performed daily reconciliation of monetary/share positions between Pershing contra accounts and investment companies

Orlando, Florida

• Facilitated transitional process from execution of trades to investors
• Administered proper investor related notifications in accordance with leveraged positions
• Participated in live trading sessions while shadowing Senior Trader at the firm
• Maintained updating both trade and market signals for subscribed users

Orlando, Florida

• Analyzed global market trends with technical and fundamental analysis of currency pairs
• Dissected correlations between global markets to create high probability trades
• Developed balanced risk-adjusted allocation models for appropriate execution
• Obtained Series 3 National Commodities Futures & Foreign Exchange License

• Analyzed market charts to identify trends through various equities
• Consulted with other analysts to recognize tendencies of different sectors

• Managed and organized 600 active students’ information and files
• Assisted in helping students improve their leadership qualities
• Served as spokesperson for various campus-wide student leadership programs

• Analyzed various client reports, annuities and pertinent data relative to clients
• Interpreted calculations of risk strategies in order to fulfill needs of clientele
• Assisted in the creation of financial plans for clients ranging up to $100 million
• Shadowed Senior Financial Adviser at the firm

• Examined Retail Investments ranging from $1 million to $20 million in asset value
• Researched stability of companies to develop understanding of their fundamentals
• Calculated and analyzed various indicators to inspect health of properties
• Worked with a team to build a database system for the Southeast United States