Provide operational and compliance support to Wealth Advisors, ensuring adherence to regulatory requirements and mitigating risks.Handle frontline service to members via telephone/email/text and resolve inquiries related to investment accounts.Process advisor's paperwork for transfers involving clients' investment accounts, ensuring accuracy and completeness.Manage transfers of assets and funds for all clients between advisor meetings, ensuring timely and secure transactions.Utilize Salesforce.com to maintain accurate and up-to-date client information and team CRM data.

Analyzed financial information to develop and recommend strategies to meet clients' objectives, assessing and mitigating risks associated with investment decisions.Developed strategic recommendations that integrated insurance, investments, and financial advice to solve complex client financial situations.Communicated effectively with clients to explain investment strategies, risks, and potential returns.