Chad Bergman, Mba Email & Phone Number

Denver Metropolitan Area

Denver Metropolitan Area

Denver, Colorado

• Work closely with the sales team on account strategy, demand generation, and execution plans
• Responsible for sales enablement of Trace3's services, successful post-sales service delivery, including project coordination and supply-chain management
• Support multi-national accounts and help lead conversations to increase sales by means of cross-selling and up-selling with our largest customers
• Team with strategic channel partners and strengthen relationships to develop pipeline and close opportunities
• Point of contact for any post-sale activity, solve any issues effectively and timely to meet customer expectations and timelines

Greater Denver Area

• Creates and maintains compliance restrictions in Charles River IMS to ensure compliance with US federal and state regulatory requirements, along with global requirements from the EU
• Conducts research of equity and fixed income trades and recommends corrective actions to management in an efficient and professional manner
• Prepares reports for Financial Reporting and various departments, including Board meetings as needed

Greater Denver Area

• Processed the daily dividends, equity and fixed income daily pricing, corporate actions, and assisted with proxy voting within SimCorp Dimension
• Contacted various brokers to resolve dividend discrepancies and claim issues
• Worked with portfolio managers to ensure proxy ballots were voted on time and in line with the strategy
• Confirmed and challenged all prices received from vendors were correct for all underlying securities in a fast-paced environment

Greater Denver Area

• Audit and oversight liaison between Janus Capital Group and PwC, completed the annual and semi-annual audit schedules.
• Collaborated with various groups, applied investment accounting projects to streamline audit efficiency that helped improve business performance.
• Provided Fund Accounting oversight for complex securities, dilutions, bank loans, and equity swaps
• Completed ad hoc schedules and resolved accordingly as requested by the auditors
• Calculated daily Equity swap pricing tie-outs, updated quarterly board reports for our Protected Series funds, and complied the monthly material NAV events for the department

Greater Denver Area

• Calculated the daily fund accounting of 5-8 complex accounts
• Performed the daily, monthly, quarterly, and annual accounting, recordkeeping and reporting of assigned mutual funds which included cash and bank reconciliations, general ledger tie-out, and the review and analysis of.

Overland Park, KS

• Managed and oversaw the daily commission account for multiple fee platforms and supervised the third party monthly invoice process.
• Approved and recorded all monthly transfer agent bill payments through Oracle, for services rendered.
• Researched and resolved outstanding dealer reclaim and commission issues, both internally and externally
• Analyzed and monitored the daily flow of commissionable trades
• Prepared and reconciled NSCC payables, dealer reclaim receivables, and sales load payables/receivables
• Calculated, trained, and delegated the average cost per share data for shareholder income taxes on a case-by-case scenario

• Processed client purchases, performed maintenance on shareholders accounts, and established redemptions upon shareholder request through TA2000.
• Trained new employees on all system operations and maintained an above average quality rating.
• Worked with managers to increase productivity and develop a stronger team environment.
• Volunteered on the Security Warden Emergency Evacuation Team.

Bachelor Of Science In Business, Accounting

Master Of Business Administration

Activities and Societies: Study Abroad in London