Bernadette Parrish

Bernadette Parrish Email and Phone Number

Client Service Manager at Birch Run Financial
Bernadette Parrish's Location
Drexel Hill, Pennsylvania, United States, United States
Bernadette Parrish's Contact Details

Bernadette Parrish personal email

n/a

Bernadette Parrish phone numbers

About Bernadette Parrish

Results oriented Financial Services professional with solid experience in Registered Investment Advisor (RIA) firm management including: compliance, HR, marketing, technology, and vendor management cultivated through strategic thinking and hands on experience. Specific focus areas include: professional and employee insurances, employee relations, social media and electronic communication oversight, HR generalist responsibilities and strong working relationships with legal, securities regulatory agencies, broker-dealer, custodian, technical operational support and physical plant agencies, third party marketing consultantsFinancial compliance experience in: insurance licensing and financial registration requirements for firm and registered representativesAccomplishments:• Led transfer of three existing broker books and seven member team from wire house to independent boutique RIA and successfully completed audit by broker-dealer • Instituted broker-dealer and Investment Advisory Compliance and Enterprise Risk Management compliance program based on SEC and FINRA requirements• Wrote and implemented internal policies and procedures, Business Continuity Plan, registered representative training program, social media policy and strategy guide, and document/record retention programFor important disclosure information, please see "Social Media Disclosure" link in the "Contact Info" section. Securities offered through Raymond James Financial Services, Inc., Member FINRA/SIPC.Investment advisory services offered through Raymond James Financial Services Advisors, Inc.Birch Run Financial is not a registered Broker/Dealer and is independent of Raymond James Financial Services, Inc. Member FINRA/SIPC

Bernadette Parrish's Current Company Details

Client Service Manager at Birch Run Financial
Bernadette Parrish Work Experience Details
  • Live Your Vision, Llc D/B/A Wiley Group
    Chief Compliance Officer, Chief Operations Officer
    Live Your Vision, Llc D/B/A Wiley Group Oct 2009 - May 2012
    Greater Philadelphia Area
    View
  • Morgan Stanley
    Senior Client Service Associate, Event Coordinator Wiley Group
    Morgan Stanley Apr 2004 - Oct 2009
    Greater Philadelphia Area
    View
  • Morgan Stanley
    Branch Administrative Assistant, Senior Client Service Associate
    Morgan Stanley Sep 2000 - Apr 2004
    Greater Philadelphia Area
    View
  • Morgan Stanley
    New Account Controller, Transfer Coordinator
    Morgan Stanley Nov 1997 - Sep 2000
    Greater Philadelphia Area
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  • Casual Male Big & Tall
    Store Manager
    Casual Male Big & Tall Mar 1991 - Jan 1993
    Greater Philadelphia Area
  • Kid'S Wear
    Store Manager
    Kid'S Wear Aug 1988 - Sep 1990
    Greater Philadelphia Area
  • John Wanamaker'S
    Area / Department Manager
    John Wanamaker'S Nov 1984 - Aug 1988
    Greater Philadelphia Area

Bernadette Parrish Skills

Vendor Management Finra Strategy Employee Benefits Wealth Management Leadership Training Human Resources Auditing Management I 9 Compliance Employee Handbooks Dodd Frank Sec Filings Applicant Tracking Systems Executive Management Recruiting Process Improvement Start Ups Outside Business Activity Communications Audits Broker Dealer Audit Mini Cobra Msrb Adv Brochure And Supplement 13(F

Bernadette Parrish Education Details

Frequently Asked Questions about Bernadette Parrish

What is Bernadette Parrish's role at the current company?

Bernadette Parrish's current role is Client Service Manager at Birch Run Financial.

What is Bernadette Parrish's email address?

Bernadette Parrish's email address is mc****@****zon.net

What is Bernadette Parrish's direct phone number?

Bernadette Parrish's direct phone number is +161023*****

What schools did Bernadette Parrish attend?

Bernadette Parrish attended La Salle University, Harcum College, Archbishop Prendergast, St Alice.

What skills is Bernadette Parrish known for?

Bernadette Parrish has skills like Vendor Management, Finra, Strategy, Employee Benefits, Wealth Management, Leadership, Training, Human Resources, Auditing, Management, I 9 Compliance, Employee Handbooks.

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