AeroLeads people directory · profile
Beth Bates Email & Phone Number
Director - Advisory Compliance
at
Raymond James
1 work email found
@raymondjames.com
2 phones found area 901
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 100%
Current company
Role
Director - Advisory Compliance
Location
Germantown, Tennessee, United States
Company size
Who is Beth Bates? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Beth Bates is listed as Director - Advisory Compliance at Raymond James, a company with 18734 employees, based in Germantown, Tennessee, United States. AeroLeads shows a work email signal at raymondjames.com, phone signal with area code 901, and a matched LinkedIn profile for Beth Bates.
Beth Bates previously worked as Compliance Manager - Registrations/Licensing & ADV2b at Raymond James and Senior Manager, Advisory Compliance at Raymond James. Beth Bates studied at High School.
Company email context
Email format at Raymond James
This section adds company-level context without repeating Beth Bates's masked contact details.
{first}.{last}@raymondjames.com
89% confidence
AeroLeads found 1 current-domain work email signal for Beth Bates. Compare company email patterns before reaching out.
Profile bio
About Beth Bates
Beth Bates is a Director - Advisory Compliance at Raymond James. She possess expertise in hold series 7, series 63, bloomberg, investments, fixed income and 1 more skills.
Listed skills include Hold Series 7, Series 63, Bloomberg, Investments, and 2 others.
Current workplace
Beth Bates's current company
Company context helps verify the profile and gives searchers a useful next step.
Raymond James
15 roles · 23 years
Beth Bates work experience
A career timeline built from the work history available for this profile.
Compliance Manager - Registrations/Licensing & Adv2B
Current
Feb 2019 - Present
Director - Advisory Compliance
Current
Nov 2024 - Present
Senior Manager, Advisory Compliance
Nov 2022 - Nov 2024
Compliance Officer -Advisory Compliance
Jan 2017 - Nov 2022
Senior Financial Services Representative
Feb 2016 - Dec 2016
Senior Registered Client Associate
Feb 2008 - Nov 2015
Senior Registered Sales Associate/ Sales Liaison-Vp
Sterne Agee - Stifel Financial
Feb 2008 - Nov 2015
Senior Registered Sales Associate
Rbc Capital Markets - Dain Rauscher
Feb 2004 - Sep 2007
Senior Registered Sales Assistant
Rbc Dain Raushcer
2003 - 2007
~4 yrs
Investment Operations Manager & Registered Sales Assistant
Oct 2002 - May 2003
Registered Sales Assistant
Jul 1999 - Oct 2002
Sales Assistant/Admin
Jul 1999 - Oct 2002
Operations Specialist
A.G. Edwards & Sons, Inc.
Jan 2000 - May 2000
Receptionist
A.G. Edwards & Sons, Inc.
Jul 1999 - Jan 2000
Team & coworkers
Colleagues at Raymond James
Other employees you can reach at raymondjames.com. View company contacts for 18734 employees →
WG
Watson Grapengeter
Colleague at Raymond JamesSavannah, Georgia, United States, United States
View →
ME
My Edmonds, Cfp®, Cima®, Aif®
Colleague at Raymond JamesGreater Tampa Bay Area, United States
View →
AC
Abbey Carignan
Colleague at Raymond JamesGreater Tampa Bay Area, United States
View →
CS
Cherie S.
Colleague at Raymond JamesWashington DC-Baltimore Area, United States
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MA
Miguel Angel Fidalgo
Colleague at Raymond JamesCorrientes, Argentina, Argentina
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CV
Christopher Vescelus
Colleague at Raymond JamesMelbourne Beach, Florida, United States, United States
View →
TP
Tanya Pettis
Colleague at Raymond JamesFort Lauderdale, Florida, United States, United States
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TF
Tony Fagella
Colleague at Raymond JamesNew York City Metropolitan Area, United States
View →
IP
Inna Pomazanova
Colleague at Raymond JamesSt Petersburg, Florida, United States, United States
View →
ST
Sunil Tripathi
Colleague at Raymond JamesUttar Pradesh, India, India
View →
Watson Grapengeter
Colleague at Raymond JamesSavannah, Georgia, United States, United States
View →
ME
My Edmonds, Cfp®, Cima®, Aif®
Colleague at Raymond JamesGreater Tampa Bay Area, United States
View →
AC
Abbey Carignan
Colleague at Raymond JamesGreater Tampa Bay Area, United States
View →
CS
Cherie S.
Colleague at Raymond JamesWashington DC-Baltimore Area, United States
View →
MA
Miguel Angel Fidalgo
Colleague at Raymond JamesCorrientes, Argentina, Argentina
View →
CV
Christopher Vescelus
Colleague at Raymond JamesMelbourne Beach, Florida, United States, United States
View →
TP
Tanya Pettis
Colleague at Raymond JamesFort Lauderdale, Florida, United States, United States
View →
TF
Tony Fagella
Colleague at Raymond JamesNew York City Metropolitan Area, United States
View →
IP
Inna Pomazanova
Colleague at Raymond JamesSt Petersburg, Florida, United States, United States
View →
ST
Sunil Tripathi
Colleague at Raymond JamesUttar Pradesh, India, India
View →
2 education records
Beth Bates education
Education record
High School
Swtcc, General Studies/Psychology
Shelby State Community College
FAQ
Frequently asked questions about Beth Bates
Quick answers generated from the profile data available on this page.
What company does Beth Bates work for?
Beth Bates works for Raymond James.
What is Beth Bates's role at Raymond James?
Beth Bates is listed as Director - Advisory Compliance at Raymond James.
What is Beth Bates's email address?
AeroLeads has found 1 work email signal at @raymondjames.com for Beth Bates at Raymond James.
What is Beth Bates's phone number?
AeroLeads has found 2 phone signal(s) with area code 901 for Beth Bates at Raymond James.
Where is Beth Bates based?
Beth Bates is based in Germantown, Tennessee, United States while working with Raymond James.
What companies has Beth Bates worked for?
Beth Bates has worked for Raymond James, Raymond James Financial, Inc., First Tennessee Bank, Sterne Agee, and Sterne Agee - Stifel Financial.
Who are Beth Bates's colleagues at Raymond James?
Beth Bates's colleagues at Raymond James include Watson Grapengeter, My Edmonds, Cfp®, Cima®, Aif®, Abbey Carignan, Cherie S., and Miguel Angel Fidalgo.
How can I contact Beth Bates?
You can use AeroLeads to view verified contact signals for Beth Bates at Raymond James, including work email, phone, and LinkedIn data when available.
What schools did Beth Bates attend?
Beth Bates studied at High School.
What skills is Beth Bates known for?
Beth Bates is listed with skills including Hold Series 7, Series 63, Bloomberg, Investments, Fixed Income, and Securities.
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