AeroLeads people directory · profile

Beth Bates Email & Phone Number

Director - Advisory Compliance at Raymond James
Location: Germantown, Tennessee, United States 15 work roles 2 schools
1 work email found @raymondjames.com 2 phones found area 901 LinkedIn matched
✓ Verified Jun 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email · 2 phones

Work email b****@raymondjames.com
Direct phone (901) ***-****
LinkedIn Profile matched
3 free lookups remaining · No credit card
Current company
Role
Director - Advisory Compliance
Location
Germantown, Tennessee, United States
Company size

Who is Beth Bates? Overview

A concise factual answer block for searchers comparing this professional profile.

Quick answer

Beth Bates is listed as Director - Advisory Compliance at Raymond James, a company with 18734 employees, based in Germantown, Tennessee, United States. AeroLeads shows a work email signal at raymondjames.com, phone signal with area code 901, and a matched LinkedIn profile for Beth Bates.

Beth Bates previously worked as Compliance Manager - Registrations/Licensing & ADV2b at Raymond James and Senior Manager, Advisory Compliance at Raymond James. Beth Bates studied at High School.

Company email context

Email format at Raymond James

This section adds company-level context without repeating Beth Bates's masked contact details.

{first}.{last}@raymondjames.com
89% confidence

AeroLeads found 1 current-domain work email signal for Beth Bates. Compare company email patterns before reaching out.

Profile bio

About Beth Bates

Beth Bates is a Director - Advisory Compliance at Raymond James. She possess expertise in hold series 7, series 63, bloomberg, investments, fixed income and 1 more skills.

Listed skills include Hold Series 7, Series 63, Bloomberg, Investments, and 2 others.

Current workplace

Beth Bates's current company

Company context helps verify the profile and gives searchers a useful next step.

Raymond James
Raymond James
Director - Advisory Compliance
Brownsville, TN, US
Employees
18734
AeroLeads page
15 roles · 23 years

Beth Bates work experience

A career timeline built from the work history available for this profile.

Director - Advisory Compliance

Brownsville, TN, US

Compliance Manager - Registrations/Licensing & Adv2B

Current

Memphis, Tennessee

Feb 2019 - Present

Director - Advisory Compliance

Current
Nov 2024 - Present

Senior Manager, Advisory Compliance

Nov 2022 - Nov 2024

Senior Financial Services Representative

Greater Memphis Area

Feb 2016 - Dec 2016

Senior Registered Client Associate

Greater Memphis Area

Feb 2008 - Nov 2015

Senior Registered Sales Associate/ Sales Liaison-Vp

Sterne Agee - Stifel Financial
Feb 2008 - Nov 2015

Senior Registered Sales Associate

Rbc Capital Markets - Dain Rauscher
Feb 2004 - Sep 2007

Senior Registered Sales Assistant

Rbc Dain Raushcer
2003 - 2007 ~4 yrs

Operations Specialist

A.G. Edwards & Sons, Inc.
Jan 2000 - May 2000

Receptionist

A.G. Edwards & Sons, Inc.
Jul 1999 - Jan 2000
Team & coworkers

Colleagues at Raymond James

Other employees you can reach at raymondjames.com. View company contacts for 18734 employees →

2 education records

Beth Bates education

Education record

High School

Swtcc, General Studies/Psychology

Shelby State Community College
FAQ

Frequently asked questions about Beth Bates

Quick answers generated from the profile data available on this page.

What company does Beth Bates work for?

Beth Bates works for Raymond James.

What is Beth Bates's role at Raymond James?

Beth Bates is listed as Director - Advisory Compliance at Raymond James.

What is Beth Bates's email address?

AeroLeads has found 1 work email signal at @raymondjames.com for Beth Bates at Raymond James.

What is Beth Bates's phone number?

AeroLeads has found 2 phone signal(s) with area code 901 for Beth Bates at Raymond James.

Where is Beth Bates based?

Beth Bates is based in Germantown, Tennessee, United States while working with Raymond James.

What companies has Beth Bates worked for?

Beth Bates has worked for Raymond James, Raymond James Financial, Inc., First Tennessee Bank, Sterne Agee, and Sterne Agee - Stifel Financial.

Who are Beth Bates's colleagues at Raymond James?

Beth Bates's colleagues at Raymond James include Watson Grapengeter, My Edmonds, Cfp®, Cima®, Aif®, Abbey Carignan, Cherie S., and Miguel Angel Fidalgo.

How can I contact Beth Bates?

You can use AeroLeads to view verified contact signals for Beth Bates at Raymond James, including work email, phone, and LinkedIn data when available.

What schools did Beth Bates attend?

Beth Bates studied at High School.

What skills is Beth Bates known for?

Beth Bates is listed with skills including Hold Series 7, Series 63, Bloomberg, Investments, Fixed Income, and Securities.

Find 750M verified contacts

Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.

People with similar names

Check these profiles if this is not the Beth Bates you were looking for.

View similar profiles