Beverly B. Email & Phone Number

New York, New York, US

New York, New York, US

• Maintained compliance with Consent Order requirements by executing analyses related to Inherent Risk. - Formulated customized guidance for Risk partners including socialization, training and written communications..
• Spearheaded gap analyses with external contractors and Model Risk Management for pilot readiness program resulting in development of a playbook to identify activities, risks, and controls and ensure alliance with Risk.

New York, New York, US

• Designed tracking of an extensive Corrective Action Plan (CAP) for non-technical processes existing outside IT-managed applications known as End User Computing (EUC) processes. - Certified on-time submission and.
• Conducted weekly governance calls with CAP owners and Points of Contact to ensure ongoing communication and project alignment.
• Supervised activities related to EUCs to maintain compliance with EUC policies. - Collaborated with EUC Consent Order team, Risk & Control, and Financial Reporting process areas to ensure EUC Consent Order deliverables.

New York, New York, US

• Executed quarterly MCA controls and addressed related issues to ensure timeliness, accuracy, and completeness.
• Reinforced overall R&C team with Annual and Quarterly Risk Assessment completion, identifying key processes for inherent risk assessment and completion of dependencies, data input, and critical applications.
• Led R&C team in developing challenge process in effective design and management of EUC controls to mitigate risks, oversee deficiencies, and escalate issues for resolution.
• Developed tracking of Global Red Flags Coverage Assessment Framework project plan through project completion for 4 lines of business at various stages. Reviews involved transaction risk-related Red Flags / Behaviors.
• Arranged implementation of SAS based solution as self-service tool that allowed users in AML to request standardized queries without manual intervention. Managed project plan, coordinated, and participated in user.

New York, New York, US

• Established Risk and Control program for GFCI (formerly Data Intelligence) by standardizing documentation, testing, controls, and entitlements in compliance with EUC standards, Records Management, and Internal Audit.
• Complied with Regulatory requirements by generating lists from subpoena requests related to the USA Patriot Act, Section 314(a). Closely collaborated with Legal team to deliver highly confidential data on a bi-weekly.

Bachelor Of Science (Bs), Information Systems And Services

Associate Of Science (As), Computer And Information Sciences And Support Services