Managed entire investment management process for $300 MM AUM RIA focused on holistic wealth management, including asset allocation, strategy research / selection and investment program implementation. Supervised other investment professionals on team, including traders and data analysts. Chaired Investment Committee and managed compliance program, including annual reviews and audits. Participated in client review meetings and prospective client meetings with team members.… Show more Managed entire investment management process for $300 MM AUM RIA focused on holistic wealth management, including asset allocation, strategy research / selection and investment program implementation. Supervised other investment professionals on team, including traders and data analysts. Chaired Investment Committee and managed compliance program, including annual reviews and audits. Participated in client review meetings and prospective client meetings with team members. Active member of local professional networking group that refers prospective clients to group specialists. Show less

Managed over $250 million in private client investments throughout Southern California, adding over $60 million in AUM in both 2018 and 2019. Utilized an open architecture platform to deliver multi asset class solutions, separately managed accounts and brokerage solutions to clients. Alternative investment offerings included hedge funds, private equity and real estate strategies, and structured notes.

Managed over $150 million of private client and non profit charitable organization investment portfolios within a blended proprietary / open architecture platform.Used customized equity, fixed income and alternative investment strategies and derivative structures to satisfy complex client needs. Participated in both business development and client service efforts, working with internal and external business partners throughout Southern California and Arizona.Worked closely with… Show more Managed over $150 million of private client and non profit charitable organization investment portfolios within a blended proprietary / open architecture platform.Used customized equity, fixed income and alternative investment strategies and derivative structures to satisfy complex client needs. Participated in both business development and client service efforts, working with internal and external business partners throughout Southern California and Arizona.Worked closely with local news organizations, speaking at investment roundtables (http://www.sddt.com/News/article.cfm?SourceCode=20100729cra#), participating in video interviews (http://www.sddt.com/files/media/view7.cfm?media=79LTHPA8), speaking to large business forums on economic / financial market updates and submitting wealth management and investment-related articles (http://www.cbjonline.com/a1ocbj/supplements/InvestmentGuide_2010.pdf). Show less

Managed private client investment portfolios within an open architecture platform. Participated in both business development and client service efforts. Opened seven new client relationships in first twelve months, with over $28 million in total investment assets.

Oversaw operations of nonprofit professional organization with three full time staff members and a budget of over $900,000 per annum.Prior roles included Vice President, Treasurer, Board Secretary, chair of Education Committee (5 years).

Vetted alternative investment opportunities for family members, including hedge funds and private equity funds.Monitored and reported on over 110 outside investments, primarily private equity funds, with a total fair market value exceeding $2 billion.Spearheaded task force which implemented a firmwide document management system.

Managed correspondent division which purchased whole loans from mortgage loan originators.

Managed $1.1 billion fixed income portfolio that included MBSs, CMOs, EM bonds and used derivatives to hedge exposures. Supervised investment advisory unit that generated $1.0+ in annual revenue.