Bharath Suresh Email & Phone Number

Bengaluru, Karnataka, India

Bengaluru, Karnataka, India

• Performing due diligence on new and existing investors covering various client types including Corporate, Investment managers and advisors, funds, Financial Institutions, and Partnership firms (Limited partnership and General partnership).• Performing the Account activity review for the Investment manager's profile followed byend-to-end KYC by Fulfilling the group requirements as well as the country requirements.• Investigating databases such as all country registries and… Show more • Performing due diligence on new and existing investors covering various client types including Corporate, Investment managers and advisors, funds, Financial Institutions, and Partnership firms (Limited partnership and General partnership).• Performing the Account activity review for the Investment manager's profile followed byend-to-end KYC by Fulfilling the group requirements as well as the country requirements.• Investigating databases such as all country registries and listed Websites to analyze and evaluate the risk posed by the client based on the client’s business functions and financialactivity.• Drilling down the ownership structure as per public sources (Annual Report, Registries, Orbis report, etc.,• Identifying additional risk factors such as PEP, Sanctions relationship, and Review of adverse media news [NNS] for MS clients on the related parties of the client.• Calculating the risk rating using the internal tool Client Central (CC) accurately from end-to-end investigated documents and review.• Reviewing existing documentation available in KRA and repository files and evaluating its applicability and conducting due diligence such as Client onboarding, Periodic review,and remediation Show less

Bengaluru, Karnataka, India

• Analyzed & evaluated KYC/ CDD documents and findings and ability to handle different risk levels of customers (high, medium, and Low).• End-to-end KYC right from Initial due diligence (IDD), client onboarding, client outreach, document sourcing, background checks, Sanctions screenings to final validations using CIP documents for private limited, funds, BFSI, Financial Institutions, trusts, and Charity.• Exposure in handling KYC Processes for Corporate & Investment Banking Clients also… Show more • Analyzed & evaluated KYC/ CDD documents and findings and ability to handle different risk levels of customers (high, medium, and Low).• End-to-end KYC right from Initial due diligence (IDD), client onboarding, client outreach, document sourcing, background checks, Sanctions screenings to final validations using CIP documents for private limited, funds, BFSI, Financial Institutions, trusts, and Charity.• Exposure in handling KYC Processes for Corporate & Investment Banking Clients also applying relevant country-specific standards.• Identifies accurate risk rating for individual/non-individual accounts to highlight high-risk jurisdictions, cash-intensive/high-risk businesses, and Politically Exposed Persons (PEPs) or Relatives or Close Associates (RCAs), UBO, BO, Authority to act, Authorized Signatories.• Completes extensive due diligence investigations using public and private databases in accordance with Anti-Money Laundering (AML), BSA, FSA, 3rd EU ML directive, MiFID, JMLSG and other regulatory standards to assist business units and prevent operational and reputational risks.• Performs checks on all PEP, employees, consultants, vendors, contractors, and third-party advisers against World-Check Risk Screen, FinCEN list, and OFAC Specially Designated Nationals List (SDN), Sanctions checks and Blocked Persons list using cloud-based software like COSIMA, RDC GRID, Lexis Nexis, world check, D&B, Bloomberg Etc., Show less

Chennai, Tamil Nadu, India

• Coordinate Analyse to mitigate the AML/KYC Scenarios such as Patterns of funds, High-risk jurisdictions, Customer profile, change in behaviour, User device locations & IP address capturing for retail and business clients.• Ability to perform complex investigations and be able to identify, document, and mitigate potential ML, TF, Drug trafficking, tax evasion, and OFAC-related issues.• Liaise with branch and internal lines of business on gathering information, conducting research… Show more • Coordinate Analyse to mitigate the AML/KYC Scenarios such as Patterns of funds, High-risk jurisdictions, Customer profile, change in behaviour, User device locations & IP address capturing for retail and business clients.• Ability to perform complex investigations and be able to identify, document, and mitigate potential ML, TF, Drug trafficking, tax evasion, and OFAC-related issues.• Liaise with branch and internal lines of business on gathering information, conducting research, requesting additional information, and advising on possible account closure related to alert investigations.• Performed AML Investigations utilizing FCM applications, Back office, EDD portal, and various peripheral supporting applications, I.e., Lexis Nexis, COSIMA, RDC(GRID), AFC, world check, D&B, Bloomberg Etc., Show less

Hyderabad, Telangana, India

• Performing due diligence on clients requesting AML/KYC information, documentation review, and making an analytical risk assessment (Risk-based investigations).• Used transactional and customer records, external data, publicly- available information, and other information to identify suspicious or unusual activity.• Performed Enhanced Due Diligence on customers deemed high risk, and suggested account restrictions and/or account closures based on risk to the institution.• Handhold… Show more • Performing due diligence on clients requesting AML/KYC information, documentation review, and making an analytical risk assessment (Risk-based investigations).• Used transactional and customer records, external data, publicly- available information, and other information to identify suspicious or unusual activity.• Performed Enhanced Due Diligence on customers deemed high risk, and suggested account restrictions and/or account closures based on risk to the institution.• Handhold new joiners and help them settle down, Also Facilitate case study discussion/refreshers sessions. Show less

Pgdbo, Bfsi, 7.5

Activities and Societies: Cricket Player, Played in division matches, captain for the college team.

Bachelor Of Engineering, Civil Engineering