Experienced Director/Senior Audit Manager with a demonstrated history of working in the capital markets banking industry. Strong accounting professional skilled in Business Process, Internal Audit, Risk Management, Banking, and Investment Banking. Audits and product knowledge include US Government securities, Foreign Exchange, Equities, Interest Rate Swaps, Corporate Bonds, Treasury, Futures, Wealth Management and Institutional Loans. Knowledgeable in capital markets support functions including Middle Office, Back Office Operations, Finance, Market & Credit Risk, Compliance, Regulatory Reporting, SOX, AML, and Volcker Rule.Additional job functions Have include Controller, Middle Office Manager, International Operations, and Primary US Government Dealer Business Manager.