Bill Rush Email & Phone Number

East Hanover, New Jersey, United States

Uniquely qualified, with regulatory analytical skills, ensuring the effective balance of a busy trial docket and counseling clients on regulatory and legislative matters. Qualified in the following competencies:▪ ’33, ’34 and ’40 Acts ▪ U.S. FDA laws and regulations▪ Medical Billing/Coding Disputes ▪ FINRA and NYSE Rules▪ Litigation (First Chair) ▪ Securities Arbitration & Regulation▪ Interpretation of Regulatory and Legislative matters  De Facto in-house counsel to client specializing in surgical staffing and medical billing. Counsel medical services client on relevant regulatory and legislative matters, including promotional and marketing issues. Interpret U.S. FDA laws and regulations for corporate clients. Represent medical clients against insurance companies on billing and coding issues Civil and Criminal trials to verdict (Jury and Bench) Represent clients on Appeals to New Jersey Appellate and Court.

Conducted surveillance of all client, employee and proprietary trading in securities monitored on the Grey and Restricted lists (includes listed, OTC and fixed income). "Chinese Wall" expert; reviewed marketing material and advertisements for possible conflicts and revised in compliance with firm policies. Consulted with and advised traders and analysts on firm's trading policy regarding restricted securities; approved or rejected trading strategies based upon policies. Professional Experience is continued on; Compliance officer for worldwide "control room" compliance computer system that streamlined NYSE Rules 138 and 139 review process. Represented "control room" compliance staff at weekly meetings of Investment Bankers and Analysts. Material, non-public information was disseminated and marketing plans were implemented pursuant to N.Y.S.E. Rules.

Conducted investigations and performed audits of broker-dealers and their agents involving violations of state securities laws. Assisted Deputy Attorney Generals in preparation for trial by interviewing witnesses, taking depositions, examining and inspecting broker-dealer books and records, answering interrogatories and drafting certifications and affidavits. Testified in civil and criminal trials. As undercover operative under assumed identity, penetrated Hibbard Brown & Co., a penny-stock "boiler room," uncovered probative evidence leading to multiple criminal convictions and license revocations.Lead investigator in Meyers Pollack & Robbins probe that discovered the infiltration of the brokerage by the Bonanno and Genovese crime families. Worked closely with FBI and states to assure criminal convictions.Investigator on First Jersey Securities "pump and dump" case, resulting in criminal convictions of the notorious Robert E. Brennan and the return of millions to defrauded investors.

Juris Doctor

Bachelor Of Science Degree, Accounting