Billie Jo Roberts

Billie Jo Roberts Email and Phone Number

Vice President, Sampling Oversight Senior Analyst at Bank of America @ Bank of America
charlotte, north carolina, united states
Billie Jo Roberts's Location
Charlotte, North Carolina, United States, United States
Billie Jo Roberts's Contact Details

Billie Jo Roberts work email

Billie Jo Roberts personal email

n/a
About Billie Jo Roberts

Experienced risk oversight professional with over 16 years in financial services including 11 years of Risk Management and Compliance experience. Adept at information gathering and organization. Special expertise in analyzing data to implement strategies for successful risk mitigation. Provide quantitative and statistical analysis related to risk and controls. Excellent interpersonal skills, strategic project management, analytical thinking, written and oral communication skills.

Billie Jo Roberts's Current Company Details
Bank of America

Bank Of America

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Vice President, Sampling Oversight Senior Analyst at Bank of America
charlotte, north carolina, united states
Employees:
250057
Billie Jo Roberts Work Experience Details
  • Bank Of America
    Vice President, Sampling Oversight Senior Analyst
    Bank Of America Jul 2016 - Present
    Charlotte, North Carolina Area
    Responsible for implementing and improving statistical sampling methodologies with a focus on sampling effectiveness and efficiency. Assists in installing proactive sampling controls surrounding test data and sampling. Perform ongoing sampling oversight support and analysis. Builds remediation plans to address identified deficiencies with responsible parties. Gathers and organizes data in order to assess risk and analyze control effectiveness.
  • Lpl Finanical
    Avp, Enterprise Techology,Risk, Controls And Analytics
    Lpl Finanical Sep 2015 - Present
    Charlotte, Nc
    Identify and evaluate technology risk by setting specific standards and implementing measures based on those evaluation results to reduce risk. Ensure ongoing project management in systems development and quality control is in line with firm objectives. Understand important changes in regulations or systems that have significant influence on our business operations or financial condition. Analyze degree of influence of regulatory changes and establish countermeasures to continuously monitor our regulatory change risk management process. Provide analytical evaluations through reporting and control assessments.
  • Lpl Financial
    Manager, Compliance
    Lpl Financial Jan 2008 - Sep 2015
    Responsible for complex product supervision department and firm oversight of variable annuities. Responsibilities included ongoing testing of departmental controls through self-audit of existing policies and procedures against regulatory and industry standards, creating and delivering training and managing relationships with regulatory and industry agencies.

Billie Jo Roberts Skills

Finra Series 63 Securities Financial Services Investments Series 7 Mutual Funds Alternative Investments Securities Regulation Aml Series 65 Series 9 Series 10 Series 31 Enterprise Risk Management Operational Risk Management It Governance

Billie Jo Roberts Education Details

Frequently Asked Questions about Billie Jo Roberts

What company does Billie Jo Roberts work for?

Billie Jo Roberts works for Bank Of America

What is Billie Jo Roberts's role at the current company?

Billie Jo Roberts's current role is Vice President, Sampling Oversight Senior Analyst at Bank of America.

What is Billie Jo Roberts's email address?

Billie Jo Roberts's email address is bi****@****lpl.com

What schools did Billie Jo Roberts attend?

Billie Jo Roberts attended Emory & Henry University, Emory And Henry College.

What skills is Billie Jo Roberts known for?

Billie Jo Roberts has skills like Finra, Series 63, Securities, Financial Services, Investments, Series 7, Mutual Funds, Alternative Investments, Securities Regulation, Aml, Series 65, Series 9.

Who are Billie Jo Roberts's colleagues?

Billie Jo Roberts's colleagues are Hassan Musa, Carolina Morales, Shqiponje Gashi, Wil Austin, Jeffrey Cohen, Mba, Jacques S., Clifford Zhou.

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