* Conduct preliminary investigation of apparent breaches of regulations and/or compliance standards, and escalate findings within the Sanctions Team, when required* Conduct sanctions screenings for hits and maintain detailed documentation* Identify sanctions compliance issues/concerns and escalate when necessary* Conduct periodic audit reviews of FLU’s transactions to ensure full compliance with all applicable sanctions regulations as well as internal policies and… Show more * Conduct preliminary investigation of apparent breaches of regulations and/or compliance standards, and escalate findings within the Sanctions Team, when required* Conduct sanctions screenings for hits and maintain detailed documentation* Identify sanctions compliance issues/concerns and escalate when necessary* Conduct periodic audit reviews of FLU’s transactions to ensure full compliance with all applicable sanctions regulations as well as internal policies and procedures Show less

* Support management, consistency, and overall output related to the Transaction Monitoring Workflow and operation through problem-solving, guidance, and or training, etc.;* Monitor AML/BSA industry developments, including red flags and best practices, and maintain advanced knowledge of new and amended laws and regulations impacting transaction monitoring, and ensure processes are in place, addressed, or projects in place to mitigate relevant risk.* Serve as Transaction… Show more * Support management, consistency, and overall output related to the Transaction Monitoring Workflow and operation through problem-solving, guidance, and or training, etc.;* Monitor AML/BSA industry developments, including red flags and best practices, and maintain advanced knowledge of new and amended laws and regulations impacting transaction monitoring, and ensure processes are in place, addressed, or projects in place to mitigate relevant risk.* Serve as Transaction Monitoring PMO on projects, testing, implementation, etc. in order to coordinate and consolidate efforts, concerns, or issues that may arise from any new project or endeavors; * Track and deliver consolidated daily progression reports as well as other transaction monitoring progression reports Show less

* Coordinate and conduct quarterly Risk and Control Self-assessment (RCSA), Front Line Compliance Risk Inventory which helps the management to better mitigate various risk and compliance concerns from a compliance governance and risk assessment standpoint.* Contribute to Business Recover Plan(BRP) and Front line Unit PE policy and procedures enhancement, and COAP projects, regarding data metrics, analyses to ensuring all regulatory requirements are met

• Advanced business analytics, including managerial data mining, predictive analytics, and advanced data retrieval• Extracted and manipulated data using various software and programming languages• Conducted in-depth analysis of abnormal data, formulated operational rectification strategy regarding abnormal data