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Benjamin M. Treadwell Email & Phone Number
Compliance Officer | AVP
at
First Citizens Bank
LinkedIn matched
✓ Verified May 2026
3 data sources
Profile completeness 86%
Current company
Role
Compliance Officer | AVP
Location
San Diego, California, United States
Company size
Who is Benjamin M. Treadwell? Overview
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Quick answer
Benjamin M. Treadwell is listed as Compliance Officer | AVP at First Citizens Bank, a company with 17773 employees, based in San Diego, California, United States. AeroLeads shows a matched LinkedIn profile for Benjamin M. Treadwell.
Benjamin M. Treadwell previously worked as Compliance Officer at Silicon Valley Bank, a Division of First Citizens Bank at Solomonedwards and Senior Compliance Analyst at D.A. Davidson Companies. Benjamin M. Treadwell holds Ba from San Diego State University.
Company email context
Email format at First Citizens Bank
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First Citizens Bank
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Profile bio
About Benjamin M. Treadwell
Proactive financial services expert with demonstrated success in fast-paced advisor focused environment in supervision, compliance, and audit functions. Broad experience managing risk while supporting advisors and business partners adhering to necessary regulatory requirements. Problem solver who formulates effective solutions, drives initiatives from inception to completion, and aligns teams to execute defined by metrics and goals. Successful 10+ year history of remote and hybrid work experience with a dedicated home office and effective collaboration across multiple time zones.
Current workplace
Benjamin M. Treadwell's current company
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First Citizens Bank
11 roles
Benjamin M. Treadwell work experience
A career timeline built from the work history available for this profile.
Compliance Officer At Silicon Valley Bank, A Division Of First Citizens Bank
Current
Apr 2024 - Present
Senior Compliance Analyst
- Administer compliance monitoring program established for employee trading, disclosure, preclearance, certification, and attestation (ComplySci). Risk mitigation areas include personal trading, securities accounts.
- Administer compliance monitoring program established for employee trading, disclosure, preclearance, certification, and attestation (ComplySci). Risk mitigation areas include personal trading, securities accounts.
- Develop and conduct Compliance Focus Reviews of controls designed to address risk and adhere to regulatory rule requirements/expectations. - Perform audit testing, deliver written findings to stakeholders, and.
- Manage Regulatory Change Management (RCM) program identifying and implementing needed key risk enhancements. - Capture, organize, and maintain all proposed rules, requirements, and changes for applicable Federal/State.
Jun 2022 - Feb 2024
Assistant Vice President | Supervision
Apr 2019 - Jan 2022
Manager | Central Supervision
Mar 2018 - Apr 2019
Manager | Supervision
Feb 2015 - Mar 2018
Senior Supervisory Principal | Supervision
Apr 2013 - Feb 2015
Supervisory Principal | Supervision
May 2012 - Apr 2013
Internal Auditor | Internal Audit
Jun 2011 - May 2012
Manager | Surveillance
Aug 2007 - Jun 2011
Financial Advisor
Jun 2001 - Oct 2001
Team & coworkers
Colleagues at First Citizens Bank
Other employees you can reach at firstcitizens.com. View company contacts for 17773 employees →
MR
Megan Ratcliff
Colleague at First Citizens BankPilot Mountain, North Carolina, United States, United States
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SG
Sam Gentry
Colleague at First Citizens BankRaleigh, North Carolina, United States, United States
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TW
Tyesha Womack
Colleague at First Citizens BankDanville, Virginia, United States, United States
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JD
Julie Demeter
Colleague at First Citizens BankJacksonville, Florida, United States, United States
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MW
Martin White
Colleague at First Citizens BankKinston, North Carolina, United States, United States
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CW
Cindy Williamson-Kohler
Colleague at First Citizens BankRaleigh-Durham-Chapel Hill Area, United States
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CR
Christopher Rupert
Colleague at First Citizens BankUnited States, United States
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JS
Judith Snead
Colleague at First Citizens BankRaleigh, North Carolina, United States, United States
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MT
Madi Turner
Colleague at First Citizens BankLandrum, South Carolina, United States, United States
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FF
Frank Fierro
Colleague at First Citizens BankWake Forest, North Carolina, United States, United States
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Megan Ratcliff
Colleague at First Citizens BankPilot Mountain, North Carolina, United States, United States
View →
SG
Sam Gentry
Colleague at First Citizens BankRaleigh, North Carolina, United States, United States
View →
TW
Tyesha Womack
Colleague at First Citizens BankDanville, Virginia, United States, United States
View →
JD
Julie Demeter
Colleague at First Citizens BankJacksonville, Florida, United States, United States
View →
MW
Martin White
Colleague at First Citizens BankKinston, North Carolina, United States, United States
View →
CW
Cindy Williamson-Kohler
Colleague at First Citizens BankRaleigh-Durham-Chapel Hill Area, United States
View →
CR
Christopher Rupert
Colleague at First Citizens BankUnited States, United States
View →
JS
Judith Snead
Colleague at First Citizens BankRaleigh, North Carolina, United States, United States
View →
MT
Madi Turner
Colleague at First Citizens BankLandrum, South Carolina, United States, United States
View →
FF
Frank Fierro
Colleague at First Citizens BankWake Forest, North Carolina, United States, United States
View →
2 education records
Benjamin M. Treadwell education
Education record
FAQ
Frequently asked questions about Benjamin M. Treadwell
Quick answers generated from the profile data available on this page.
What company does Benjamin M. Treadwell work for?
Benjamin M. Treadwell works for First Citizens Bank.
What is Benjamin M. Treadwell's role at First Citizens Bank?
Benjamin M. Treadwell is listed as Compliance Officer | AVP at First Citizens Bank.
Where is Benjamin M. Treadwell based?
Benjamin M. Treadwell is based in San Diego, California, United States while working with First Citizens Bank.
What companies has Benjamin M. Treadwell worked for?
Benjamin M. Treadwell has worked for First Citizens Bank, Solomonedwards, D.A. Davidson Companies, Lpl Financial, and Lpl Financial, Llc.
Who are Benjamin M. Treadwell's colleagues at First Citizens Bank?
Benjamin M. Treadwell's colleagues at First Citizens Bank include Megan Ratcliff, Sam Gentry, Tyesha Womack, Julie Demeter, and Martin White.
How can I contact Benjamin M. Treadwell?
You can use AeroLeads to view verified contact signals for Benjamin M. Treadwell at First Citizens Bank, including work email, phone, and LinkedIn data when available.
What schools did Benjamin M. Treadwell attend?
Benjamin M. Treadwell holds Ba from San Diego State University.
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