Bob England Email and Phone Number

Regulatory Response & Oversight Jun 2018-PresentPerform, coordinate and lead impact analysis of regulatory & market driven changes on overall infrastructure with special attention and focus on OTC Collateral Management and Clearing OperationsActively participate, organize and respond to industry committees, working groups, forum surveys and or consultations. Represent the Bank externally at these committees, conveying HSBC’s and general market views and opinions.Member and co-chair of internal governance working groups to ensure awareness of the regulatory environment and compliance with regulations, focused on Operations perspective.All aspects related to the Margin Rules for Uncleared Derivatives, planning, development and strategic platform rolloutParticipated in all aspects related to the implementation of the rules for Collateral including the build of the Strategic Collateral Platform Working group member overseeing the compliance with various aspects of the Dodd Frank Act including External Business Conduct Rules– Daily MMM statements, Segregation of Independent Amounts and client onboarding packsInternal Business Conduct – Portfolio ReconciliationsDevelopment of the Banks IMM Waiver for review by the OCC and FRB regulators. Created Monthly Regulatory packs for distribution to Executive Committee membersEducating decision makers within the HSBC on the risks associated with the rules and implementing processes to minimize these risks. Developed procedure manual with corresponding process flows and risk points.Disseminate industry & regulatory papers for internal consumption and coordinates & contributes to responses.

Syndicate Accounting, Trade Support, Collateral Management

Syndicate Accounting