Nasdaq Equity Trader with over 15 years of practical experience managing millions of dollars of the firm’s capital. Broad range of experience successfully trading various securities in multiple sectors. Consistently generated a positive P/L each year and up to $5M in commissions annually. Extensive experience advising and supporting upper management, retail associates and colleagues. • Licensed (Series 7,24,55,63) • Time Management• Solutions Provider • Results Oriented• Risk Management • Detailed Oriented• Decision Maker LICENSES Series 7: General Representative Series 24: General Securities Principal Series 55: Equity Trader Limited Representative Series 63: Uniform Securities Agent State LawFerris, Baker Watts, Inc. -- Baltimore, MD 1995-2008Senior Trader, Sr. Vice President 2000-2008• Proven track record of successfully trading millions of dollars of firm’s capital in 100 plus small capital and micro-capital equities.• Consistently generated a positive P/L each year of trading while producing in excess of $5 million in Institutional and Retail Credits.• Successfully guided Institutional and Retail clients on market conditions and order execution.• Extensive experience trading “Buy Backs”, “Secondary’s”, and “IPO’s.”• Reconciled positions and monetary issues with back office personnel on a daily basis.• Partnered and communicated with IT department and management to develop plans on how to efficiently and effectively trade equities.Nasdaq Agency/Listed Equity Trader 1995-2000• Entered and executed retail order flow for 300 plus retail advisors.• Successfully directed order flow to other broker/dealers in order to generate quality executions and reciprocal order flow business.• Reconciled all trading errors. • Accurately reconciled market maker positions and discrepancies.• Interacted with Branch Managers and Retail Advisors on trade related issues.